Search for: "Adoption of Driscoll"
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9 Apr 2024, 11:51 pm
Together they trapped seven cats who all turned out to be adoptable. [read post]
21 Mar 2024, 8:17 am
Kent State also adopted a charter for the program. [read post]
24 Oct 2023, 9:01 pm
Finally, adopting meaningful policies and procedures is only part of the battle. [read post]
12 Jul 2023, 9:01 pm
Our markets have evolved dramatically in the 51 years since Rule 15c3-3 was adopted. [read post]
5 Jul 2023, 3:51 am
Driscoll concluded that Chewy’s lowering of the shelving resolved the underride problem, making it unnecessary to consider other means for ameliorating the underride risk, such as widening the aisles. [read post]
6 Jun 2023, 10:10 am
King’s lawyer asked for a clean copy (adopting the “redlined” changes) with Driscoll’s signature. [read post]
3 Nov 2022, 6:32 am
Before adopting Form N-PX in 2003, funds didn’t have to disclose their proxy votes. [read post]
10 Aug 2022, 3:42 pm
., commercial real estate advances the adoption of ESG strategies, and more. [read post]
17 Mar 2021, 10:46 am
”); Martina Cheung, Seven ESG Trends to Watch in 2021 at para. 6, https://www.spglobal.com/en/research-insights/featured/seven-esg-trends-to-watch-in-2021. [10]See generally Peter Driscoll, Director, U.S. [read post]
8 Mar 2021, 5:48 am
Driscoll was also asked about Form CRS (Relationship Summary), which was adopted as a part of a suite of financial conduct rules by the SEC in June 2019 under Regulation Best Interest. [read post]
6 Mar 2021, 4:23 pm
Ed Driscoll at InstaPundit reminds us of this Time headline from March 4, 2020. [read post]
16 Feb 2021, 4:00 pm
Driscoll of the Commercial Division of the Supreme Court, Nassau County rejected both of Soundview’s claims. [read post]
11 Jan 2021, 2:26 pm
In addition, the California legislature adopted a new test for evaluating independent contractor status under California law. [read post]
30 Nov 2020, 2:20 pm
In order to address and prevent these deficiencies, Driscoll described a set baseline expectations regulators should look for, and which firms can adopt, in assessing the power and authority of the CCO and compliance function. [read post]
30 Nov 2020, 2:20 pm
In order to address and prevent these deficiencies, Driscoll described a set baseline expectations regulators should look for, and which firms can adopt, in assessing the power and authority of the CCO and compliance function. [read post]
24 Nov 2020, 5:18 pm
New needs during the pandemic may bring risks that need to be evaluated by knowledgeable compliance departments, Driscoll said.CCOs. [read post]
24 Nov 2020, 2:22 pm
In order to address and prevent these deficiencies, Driscoll described a set baseline expectations regulators should look for, and which firms can adopt, in assessing the power and authority of the CCO and compliance function. [read post]
21 Sep 2020, 6:43 am
For example, in Hynes-O’Sullivan v O’Driscoll [1988] IR 436, 449, 450, [1989] ILRM 349, 360, 361, Henchy J declined to expand the defence of qualified privilege, holding that the existing rules properly reflected that constitutional balance (emphasis added): I have no difficulty in rejecting the submission, which has only slender judicial support, that the occasion is one of qualified privilege if the person making the communication honestly believes that the… [read post]
7 Apr 2020, 4:57 pm
According to OCIE Director Pete Driscoll, “Based on conversations we have had with the industry, we know firms have made substantial progress in implementing these new rules. [read post]
12 Jul 2019, 3:00 am
‘It Can’t Be Worse’: How Republican women are trying to rebuild New York Times – Maggie Astor | Published: 7/9/2019 As their own election losses poured in, Republicans watched Democratic women make historic gains in 2018 and decided to adopt the Democrats’ strategy for themselves. [read post]
