Search for: "Affiliated Financial Group, Inc."
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Cynthia Cowden, NPB Financial Advisor, Reportedly Barred after Unsuitable Investment Recommendations
26 Oct 2020, 7:45 am
” According to her broker report, Cowden was reportedly affiliated with NPB Financial Group Financial Services in Lake Isabella, CA from 2013 to 2020. [read post]
30 Jun 2020, 7:48 am
Talebi was reportedly registered with LPL Financial (through March 2012) and Royal Alliance Associates, Inc. [read post]
13 Dec 2017, 1:47 pm
As part of its ongoing regulatory focus on variable annuity (“VA”) sales misconduct, the Financial Industry Regulatory Authority (“FINRA”) has recently barred a former Next Financial Group (“Next Financial”) (CRD# 46214) broker. [read post]
10 Apr 2018, 11:51 am
The Parking REIT, Inc. [read post]
12 Nov 2019, 10:35 am
Financial Advisor Jun Zhou, The Leaders Group Inc. in Littleton, Colorado Are you concerned about investments with Jun Zhou in Littleton, Colorado? [read post]
5 Aug 2020, 8:47 am
Furman, through his company, United Fidelis Group Corp., managed and operated Fidelis Financial Planning LLC (“Fidelis”). [read post]
4 Dec 2017, 5:57 am
According to The Financial Industry Regulatory Authority (FINRA) financial advisor Christopher Wendel, was terminated in September 2017 by his firm, SA Stone Wealth Management Inc. for selling away. [read post]
18 Jul 2022, 3:03 am
Hartman XX previously absorbed another affiliated REIT, Hartman Short Term Income Properties XIX, Inc., in 2020. [read post]
8 Mar 2011, 1:08 am
A third party, WestCorp Management Group One, Inc. [read post]
29 Apr 2015, 4:07 pm
Formed in 1985, the mission of Certified Financial Planner Board of Standards, Inc. is to benefit the public by granting the CFP certification and upholding it as the recognized standard of excellence for personal financial planning. [read post]
13 Jul 2010, 9:32 am
AETNA Inc. $24,263,282 40. [read post]
5 Oct 2007, 2:55 pm
In addition to an affiliation with InterSecurities, Inc., the Traynors are reported to have been affiliated with or operated under the firm names of Mariner Financial Services, Western Reserve Life, Association of Professional College Advisors, Inc., College Advisors Group, Inc., LifeTime Advisors, Inc. and LifeTime Advisors Group, Inc. [read post]
18 Jan 2010, 1:57 pm
The financial restructring plan, which affects Affiliated Media, Inc., an MNG holding group, will give lenders an 80 percent ownership stake in the entity and leave current management intact, though shareholders will lose the value of their holdings. [read post]
30 Apr 2021, 7:27 am
Potential Lawsuits to Recover Financial Losses This information is all publicly available and provided to you by The White Law Group. [read post]
23 Nov 2010, 5:00 am
Moller - Maersk Group, one of the world’s largest shipping companies. [read post]
16 Mar 2017, 1:24 pm
Financial advisors have a fiduciary duty to put their client’s needs ahead of their own. [read post]
27 Jul 2022, 5:07 am
Mackenzie Realty Capital, Inc. and its affiliates are reportedly in the business of purchasing illiquid real estate securities, both in open market transactions and through tender offers. [read post]
2 Nov 2020, 1:07 pm
Mackenzie Realty Capital, Inc. and its affiliates are reportedly in the business of purchasing illiquid real estate securities, both in open market transactions and through tender offers. [read post]
16 Apr 2020, 1:06 pm
(“IIT”) with and into a subsidiary of Western Logistics, LLC, an affiliate of Global Logistics Properties Limited, according to a press announcement. [read post]
28 Aug 2020, 12:02 pm
Mark Boucher, Strategic Wealth Advisor Group Services Inc., Carlsbad, CA SEC Reportedly Charges Mark Boucher with ongoing fraud between 2010 and 2020 According to an SEC complaint this week, the Securities and Exchange Commission has charged financial advisor Mark J. [read post]
