Search for: "Affiliated Financial Group, Inc."
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18 Aug 2011, 11:29 am
David Group of Companies, Inc. [read post]
15 Aug 2016, 11:39 am
Recent orders applicable to Fred Hanna, Encore Capital Group, Inc., Midland Funding, LLC, Midland Credit Management, Inc., Asset Acceptance Capital Corp., PRA, LLC, Porfolio Recovery Associates, Chase Bankcard Services, Santander Bank, N.A., Solomon & Solomon P.C., Westlake and Wilshire etc. can be found here on the CFPB site. [read post]
2 Apr 2011, 6:16 pm
& Interpublic Group of Companies, Inc., now pending before the DOL's Office of Administrative Law Judges. [read post]
11 May 2018, 7:22 am
As you review these slides, consider your experiences with your own financial advisers. [read post]
24 Aug 2020, 12:52 pm
” Butschek was reportedly affiliated with Proequities Inc. in Halletsville, TX from 2004 until 2019 when he was reportedly discharged for an alleged personal investment opportunity involving representative’s outside business activity (OBA) “without firm knowledge or approval. [read post]
15 Dec 2020, 9:45 am
The tip related to the “fraudulent marketing and selling of a proprietary foreign currency trading program” by Morgan Stanley and its affiliate broker-dealer Citigroup Global Markets, Inc. [read post]
3 Apr 2017, 6:41 am
Recovery of Puerto Rico Closed-end Bond funds losses Now UBS Financial Services Inc. [read post]
12 Nov 2015, 6:29 am
According to the BrokerCheck records kept by Financial Industry Regulatory Authority (FINRA) broker Robert Turpin (Turpin) was recently discharge from Source Capital Group, Inc. [read post]
26 Jun 2012, 3:08 pm
Kaplan has approved a $40 million class action settlement in the residential mortgage-backed securities lawsuit against three individuals who used to be affiliated with Lehman Brothers Holdings Inc. [read post]
24 Feb 2012, 2:44 pm
He was registered with Cambridge Way, Inc. from 02/2004-07/2006, Synergy Investment Group, LLC from 06/2006-06/2008, and Institutional Capital Management, Inc. [read post]
8 Dec 2015, 3:58 am
., PHH Mortgage Corporation, PHH Home Loans LLC, RMR Financial LLC, NE Moves Mortgage LLC, PHH Broker Partner Corporation, REALOGY GROUP LLC, REALOGY Intermediate Holdings, Title Resources Group LLC, West Coast Escrow Company, TRG Services Escrow Inc., NRT LLC, REALOGY Services Group LLC, and REALOGY Services Venture Partner LLC in United States District Court for the Central District of California. [read post]
23 Apr 2020, 12:08 pm
Tortoise Midstream Energy Fund Inc, formerly Tortoise MLP Fund, Inc. is a non-diversified, closed-end management investment company. [read post]
9 Jul 2014, 5:00 am
Echo Therapeutics and LGL Group Inc. are among the early adopters. [read post]
7 Aug 2010, 12:25 pm
It has subpoenaed a number of companies including Northwestern Mutual, Prudential Financial, Inc, MetLife, inc., New York Life Insurance Company, Genworth Financial and Unum Group. [read post]
1 Mar 2011, 1:50 pm
It is believed that some of the following entities were controlled by Triton and involved in this fraud: Triton Services, LLC d/b/a Triton Realty Triton Capital Services, LLC d/b/a Triton Land Development Tvest Group, LLC Capvest, LLC Triton Sports Management, Inc. [read post]
19 Jul 2012, 12:43 pm
State insurance regulators have formally settled their massive investigation of American International Group Inc. and affiliates over its misrepresentation of workers’ compensation premiums. [read post]
20 Dec 2013, 6:57 am
The Financial Industry Regulatory Authority (FINRA) recently announced that it has fined Deutsche Bank Securities, Inc. $6.5 million and censured the firm for serious financial and operational deficiencies primarily related to its enhanced lending program. [read post]
6 Jun 2011, 9:51 am
(TTA), working hand-in-hand with the Real Estate Default Group of affiliate of Weltman, Weinberg & Reis Co., LPA. [read post]
19 Dec 2017, 2:53 pm
(d/b/a Umbrellastream US Inc.) [read post]
19 Dec 2017, 2:53 pm
(d/b/a Umbrellastream US Inc.) [read post]
