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22 Jun 2010, 10:34 am by Ted Allen
Barney Frank and Senator Christopher Dodd--both said they hoped that the conference committee would wrap up their work by the end of the day on Thursday.One of the contentious issues to be resolved this week by the 43-member committee is whether the legislation should restrict the SEC’s ability to adopt a proxy access rule to allow investors to nominate board candidates. [read post]
19 Oct 2010, 8:01 am by Kara OBrien
  The NYSE proposed the rule to meet the requirements of Section 957 of the Dodd-Frank Wall Street Reform and Consumer Protection Act. [read post]
14 Aug 2008, 4:00 pm
Work is underway to install Odyssey in the courts of Warren and Tipton Counties during August and September, 2008, and in the courts of Allen, Clark, DeKalb, Floyd, Hamilton, Harrison, Huntington, Madison, and additional Marion County Small Claims Courts later in 2008 and the first half of 2009. [read post]
9 Nov 2006, 9:07 am
Allen County has no laws concerning political signs, either. [read post]
14 Sep 2018, 3:01 am by Walter Olson
Bainbridge] Plus, some WSJ letters on her plan [same; earlier here, here, and here] “The Impact of the Dodd-Frank Act on Small Business” [Michael D. [read post]
17 Aug 2010, 11:21 pm by J.W. Verret
   I learned from Chancellor Allen’s book in law school when I studied under Prof. [read post]
9 Feb 2012, 8:27 am by Ted Allen
Securities and Exchange Commission to hold a roundtable before proposing rules to implement the CEO-employee pay ratio disclosure mandate of Section 953(b) of the Dodd-Frank Act. [read post]
8 Aug 2011, 6:03 am by Ted Allen
The Dodd-Frank Act also requires companies to hold separate shareholder votes on “golden parachute” arrangements when they seek approval for mergers, sales, and other transactions. [read post]
16 Mar 2011, 1:21 pm by Ted Allen
As required by the Dodd-Frank Act, this year’s corporate proxy statements include a “say when” vote that asks investors to express their views on whether advisory votes on compensation should be held every year, every two years, or every three years. [read post]
11 Apr 2012, 4:15 pm by Ted Allen
On Wednesday, the SEC staff released a study that examines whether investors should be able to bring lawsuits over transnational securities fraud.Under Section 929Y of the Dodd-Frank Act, Congress directed the SEC to study this issue following the U.S. [read post]
24 Jun 2010, 11:22 am by Ted Allen
Barney Frank, the lead House negotiator on the legislation, said today that House conferees had concurred with the Senate's request to drop a majority voting mandate from the bill. [read post]
22 Nov 2011, 7:06 am by Moria Miller
Allen keynote address: Dodd-Frank and systemic riskCoglianese’s introduction was followed by the Symposium’s first keynote lecture, delivered by Wharton School of Business Professor Franklin Allen, who discussed systemic risk within the framework of the Dodd-Frank Act.According to Allen, most regulators before the financial crisis were confident that controlling the risk assumed by individual banks was sufficient to prevent crises as it… [read post]
14 Dec 2010, 10:47 am by Ted Allen
   Under the Dodd-Frank Act, companies are required to hold a “say on pay” vote and a separate “say when on pay” vote on frequency at their first annual meeting on or after Jan. 21, 2011. [read post]
18 Apr 2011, 11:25 am by Ted Allen
So far this U.S. proxy season, investors and companies have focused on the advisory votes on compensation and pay vote frequency that all large and mid-cap firms are required to hold this year by the Dodd-Frank Act. [read post]