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12 Mar 2022, 7:45 am
TM Staff Statement / SEC Division of Trading and MarketsStatement on Planned Departure from the Commission by SEC Commissioner Allison Herren LeeFounder Of Cyberfraud Prevention Company Pleads Guilty To Defrauding Investors Of Over $100 Million / Adam Rogas Raised $123 Million From Investors Using Financial Statements That Showed Tens of Millions of Dollars of Revenue and Assets that Did Not Exist (DOJ Release)Serial Fraudster Pleads Guilty in U.S. [read post]
12 Mar 2022, 7:45 am
Securities Industry Commentator: A legal, regulatory, and compliance feed curated by veteran Wall Street lawyer Bill Singer http://www.rrbdlaw.com/6345/securities-industry-commentator/TM Staff Statement / SEC Division of Trading and MarketsStatement on Planned Departure from the Commission by SEC Commissioner Allison Herren LeeFounder Of Cyberfraud Prevention Company Pleads G... [read post]
12 Mar 2022, 7:45 am
SEC Claims Review Staff Tortures Whistleblower With Denial of Eventual $14 Million Award (BrokeAndBroker.com Blog)TM Staff Statement / SEC Division of Trading and MarketsStatement on Planned Departure from the Commission by SEC Commissioner Allison Herren LeeNevada Man Convicted by Federal Jury of Fraud and Money Laundering / Defendant Solicited Investments Money from Victims for Drug and Alcohol Rehab Centers in KS and AZ (DOJ Release)Union County Investment Advisor Arrested for… [read post]
12 Mar 2022, 7:37 am
But, surprisingly, the conflicts are not between the Dems and the one Republican remaining on the SEC; rather, they’re reportedly between SEC Chair Gary Gensler and the two other Democratic commissioners, Allison Herren Lee and Caroline Crenshaw, about how far to push the proposed new disclosure requirements, especially in light of the near certainty of litigation, and whether to require that the disclosures be audited. [read post]
11 Mar 2022, 6:01 am
Louis), on Friday, March 4, 2022 Tags: Capital formation, Direct listings, Investor protection, IPOs, Mergers & acquisitions, PSLRA, Securities litigation, Securities regulation, SPACs, Special purpose vehicles Women in the Boardroom: 2022 Update Posted by Dan Konigsburg and Sharon Thorne, Deloitte, on Saturday, March 5, 2022 Tags: Boards of Directors, Diversity, ESG, Human capital Remarks by Commissioner Lee… [read post]
10 Mar 2022, 10:43 pm
Allison McDaniel of 9to5Mac shares tips for using Apple's Notes app on the iPhone. [read post]
7 Mar 2022, 10:03 am
Before Gensler was confirmed, then-Acting SEC Chair Allison Herren Lee sought public comment on climate disclosure, including Scope 1, 2, and 3 disclosures.In their own words. [read post]
7 Mar 2022, 6:38 am
[There is] 'a cruel Catch-22' for people classified as sex offenders, Allison Frankel wrote in 2019 in The Yale Law Journal Forum, because corrections officials will 'not release them from prison until they obtained approved housing, but their poverty, disabilities and sex-offender registration status made finding housing impossible.'"From "Their Time Served, Sex Offenders Are Kept in Prison in ‘Cruel Catch-22’/New York prisons will not release… [read post]
7 Mar 2022, 4:40 am
Presented by: David Lewis; Allison Whaley; Jon Lee; Ken Skodacek; Liz Hill; Barry Zulauf; Teresa Ralicki(D19) The Future of Ombuds: Ombuds in Emerging Venues, Tuesday, April 26, 3:30-4:30 pm ET [Live Moderated Webinar]While many may not understand what an Ombuds does, many organizations are realizing the value and are willing to commit the capital to create an ombuds program. [read post]
5 Mar 2022, 5:05 am
Posted by Allison Herren Lee, U.S. [read post]
4 Mar 2022, 10:21 am
Former Cantor Fitzgerald Trader Sues Over Wrongful Termination Involving Child Care Leave (BrokeAndBroker.com Blog)SEC Orders Whistleblower Awards for Two ClaimantsOrder Determining Whistleblower Award ClaimsSEC Charges Venture Capital Fund Adviser with Misleading Investors / Alumni Ventures Group, LLC Repays $4.7 Million (SEC Release)Former Port Orchard, Washington attorney sentenced to prison for defrauding clients / Stole money intended for a children’s hospital, then stole $500,000… [read post]
3 Mar 2022, 11:17 am
In our initial post, Russia’s War Will Impact Your China Business, we talked about why there would be an impact. [read post]
2 Mar 2022, 9:45 am
This week’s News of Notes includes a controversial use of facial recognition technology, stories highlighting AI’s role in both energy production and consumption, the continued use of ransomware and bots for criminal purposes, and more. [read post]
2 Mar 2022, 3:30 am
Allison Anna Tait Fred O. [read post]
25 Feb 2022, 3:35 am
This just in: The Ohio State University, a top 20 public research land-grant university and the state’s flagship, invites nominations and applications for the position of Executive Director (ED) of the Kirwan Institute for the Study of Race and Ethnicity. [read post]
24 Feb 2022, 10:05 pm
(According to Allison Prang of the Wall Street Journal, Brad Hoover, CEO of Grammarly, says that the company has contingency plans for various scenarios—whatever that means.) [read post]
24 Feb 2022, 9:02 pm
Allison Johnson — California — is appointed to a public interest or consumer interest group seat. [read post]
23 Feb 2022, 10:44 am
Here: [read post]
22 Feb 2022, 10:17 pm
The post Elizabeth Allison | Merritt Properties first appeared on Maryland Daily Record. [read post]
20 Feb 2022, 6:00 pm
Recent Headlines in the IP World: Ludwig Burger: BioNTech Says It Won’t Challenge Vaccine Copying in Africa (Source: CTV News) Stephen Warwick: Apple and Ericsson’s Massive Patent Dispute is Going to Trial Next Year (Source: iMore) Philip Blenkinsop: EU Launches WTO Dispute Against China Over Telecom Patents (Source: Reuters) Wendell Roelf and Julie Steenhuysen: Moderna Patent Application Raises Fears for Africa COVID Vaccine Hub (Source: Reuters) David Phelan: Apple AirPods To Gain… [read post]
