Search for: "American Brokerage Network"
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8 May 2024, 7:20 pm
(See Mark Hotton: American Greed) Oppenheimer has already paid $6 million to settle claims in that case. [read post]
7 May 2024, 7:35 am
As of now, the firms under the Osaic umbrella include: Lincoln Financial Advisors CorporationLincoln Financial Securities Corporation Previously known as the Advisor Group, this network of independent broker-dealers comprises several firms: American Portfolios Financial Services Inc.FSC Securities CorporationInfinex Investments (now known as Osaic Institutions)Royal Alliance AssociatesSagePoint FinancialSecurities AmericaTriad AdvisorsWoodbury Financial Services 8 Advisor Group… [read post]
8 Apr 2024, 9:01 pm
The definition does not include demographic or contact data that is linked only to another piece of demographic or contact data or a network-based identifier, account-authentication data, or call-detail data that is linked only to another network-based identifier, account-authentication data, or call-detail data. [read post]
4 Apr 2024, 5:51 am
Government, private-sector, and critical infrastructure networks. [read post]
7 Mar 2024, 8:01 am
What types of data brokerage transactions are in-scope? [read post]
7 Mar 2024, 7:59 am
On February 28, 2024, the White House issued an Executive Order on Preventing Access to Americans’ Bulk Sensitive Data and United States Government-Related Data by Countries of Concern. [read post]
15 Feb 2024, 9:01 pm
It has fueled a rapid change in the field of robo-advisers and brokerage apps. [read post]
28 Dec 2023, 12:59 am
She only uses the Wise account to convert euros to US dollars to send to her US brokerage account but over the course of the year. [read post]
22 Jun 2023, 7:35 am
Advisor Group Brokerage Firms Rebrand to Osaic Advisor Group, one of the largest networks of independent wealth management firms in the US, has rebranded to “Osaic” with plans to consolidate its eight independent broker-dealers, according to a press release on June 21, 2023. [read post]
6 Jun 2023, 5:16 am
” In my written testimony, I discussed the “data brokerage ecosystem,” or the multibillion-dollar industry of companies gathering and selling data on Americans, and the privacy, safety, and national security risks. [read post]
13 Feb 2023, 7:28 am
Mooney (R-WVa), Gladney, whose firm is based in Wichita, Kansas, explained that relationships are critical and that entrepreneurs who live in locations where these networks are absent may find themselves excluded from funding networks. [read post]
5 Oct 2022, 8:34 am
They used a nationwide network of brokerage firms to sell the L Bonds to interested investors. [read post]
19 Sep 2022, 5:31 am
For policymakers, legal scholars, and citizens trying to evaluate data privacy and data brokerage risks following the overturning of Roe v. [read post]
31 May 2022, 5:01 am
Data brokers’ unregulated buying and selling of Americans’ data on the open market continues to make headlines. [read post]
18 May 2022, 1:07 pm
Silver Law Group has been retained by investors to pursue securities arbitration claims against brokerage firms who recommended GWG bonds alleging that the brokerage firms due diligence was negligent, material risks were not properly disclosed or materially misrepresented to them or their account was improperly concentrated in GWG bonds and other illiquid alternative investments. [read post]
11 Apr 2022, 9:01 pm
Overview As a preliminary matter, any company contemplating a share repurchase should consider the limitations set forth within the Coronavirus Aid, Relief, and Economic Security Act, passed into law on March 27, 2020; the Consolidated Appropriations Act, 2021, passed into law on December 27, 2020; and the American Rescue Plan Act of 2021, passed into law on March 11, 2021 (collectively, Acts). [read post]
24 Feb 2022, 1:39 pm
With the start of a more comprehensive military invasion of the entirety of Ukraine by Russian forces, Mr. [read post]
23 Feb 2022, 1:17 pm
L Bonds were sold by a network of broker-dealers across the United States. [read post]
18 Feb 2022, 7:52 pm
Prodigy Services Jordan Belfort founded Stratton Oakmont in 1986 as a brokerage firm specializing in trading “over-the-counter” securities. [read post]
3 Feb 2022, 5:01 am
Data brokerage is a virtually unregulated practice. [read post]
