Search for: "Ameritas Investment Corp."
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11 Dec 2017, 10:27 am
Last month, Ameritas Investment Corp. [read post]
28 Nov 2017, 6:37 am
Previously, Barnett was registered with Ameritas Investment Corp. [read post]
10 Nov 2017, 12:58 pm
As part of its continued variable annuity (“VA”) abuse crackdown, the Financial Industry Regulatory Authority (“FINRA”) recently censured and fined member firm Ameritas Investment Corp. [read post]
10 Nov 2017, 7:37 am
FINRA sanctions Ameritas Investment Corp. for Supervision Lapses According to reports, The Financial Industry Regulatory Authority (FINRA) has censured and fined Ameritas Investment Corp. [read post]
30 Jun 2017, 7:30 am
Alonza Barnett, (Al Barnett) a registered representative from Greensboro, North Carolina, formerly with Ameritas Investment Corp was barred from FINRA membership as a result of failing to cooperate with a FINRA investigation. [read post]
16 Jun 2017, 8:32 am
According to his FINRA BrokerCheck report, Khan, also known as Abida Khan, was registered with Ameritas Investment Corp. in Murrieta, CA between May 2002 and December 2013. [read post]
27 Mar 2017, 7:12 am
Sheik Khan was registered with Ameritas Investment Corp. in Murrieta, CA from 05/10/2002 – 12/03/2013, according to her Broker Report. [read post]
2 Oct 2015, 2:15 pm
The SEC’s orders and penalty amounts are: Ameritas Investment Corp. [read post]
20 Feb 2015, 3:19 pm
According to Jason Muskey’s BrokerCheck Report he worked in Pennsylvania with MetLife Securities from 01/2003 – 12/2005, Carillon Investments from 01/2006 – 06/2006, and most recently with Ameritas Investment Corp from 06/2006 – 06/2014. [read post]
31 Dec 2014, 6:45 am
FINRA’s investigation appears to have been prompted by Muskey’s termination from Ameritas Investment Corp. [read post]
10 Jul 2014, 6:38 am
From March 2011 through May 2011, Cmelik was associated Ameritas Investment Corp. [read post]
18 Mar 2014, 7:57 am
Claimants Mark and Sharon Kreindel shall transfer to Respondent, Securities America, Inc., title to the shares of Behringer Harvard REIT I they purchased on 7/2/2008 for $250,000.00 and on 9/4/2008 for $268,000.00; 12-03116 Denise Hill Ameritas Investment Corp. and James Roberts Respondents Ameritas Investment Corp. and James Roberts, are jointly liable for and shall pay to Claimant, Denise Hill, the sum of $37,200.00 in compensatory… [read post]
17 Nov 2013, 8:28 am
Thereafter, Blake became a representative of Ameritas Investment Corp. [read post]
6 Aug 2009, 12:08 pm
FINRA fined Ameritas Investment Corp. $100,000 and suspended and fined one of its brokers for inducing customers to take on additional mortgage and/or home equity debt in order to purchase variable universal life insurance policies (VULs). [read post]
13 May 2007, 9:05 am
Toby Lacoste's name comes up under Ameritas Investment Corp., not Forge Consulting, LLC, under the NASD broker check, yet there is no mention of Ameritas Investment Corp. in the web listing OR or on any of the Forge Consulting, LLC solicitation materials identified above. [read post]
