Search for: "Andrew J. Rosen" Results 81 - 100 of 173
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8 Feb 2019, 6:04 am
Potential Changes to Fund of Funds Arrangements Posted by Thomas Hiller, Brian McCabe, and Edward Baer, Ropes & Gray LLP, on Friday, February 1, 2019 Tags: Exchange-traded funds, Investment advisers, Investment Advisers Act, Investor protection, Risk management, SEC, SEC rulemaking, Section 12(d), Securities regulation The Latest on Proxy Access Posted by Holly J. [read post]
Katz is a partner at Wachtell, Lipton, Rosen & Katz specializing in the areas of mergers and acquisitions and complex securities transactions. [read post]
7 Sep 2018, 6:14 am
Luftglass, Fried, Frank, Harris, Shriver & Jacobson LLP, on Friday, August 31, 2018 Tags: Appraisal rights, Bidders, Conflicts of interest, Delaware cases, Delaware law, Fair values, Go-shop, In re Appraisal of Dell, Merger litigation, Mergers & acquisitions, Private equity Board Refreshment: Finding the Right Balance Posted by Kosmas Papadopoulos, ISS Analytics, on Saturday, September 1, 2018 Tags: Board… [read post]
18 Dec 2020, 5:58 am
Freedman, Olshan Frome Wolosky LLP, on Friday, December 11, 2020 Tags: Disclosure, EDGAR, Filings, Financial reporting, Rule 302(b), SEC, SEC rulemaking, Securities regulation Board Considerations for an Uncertain 2021 Posted by Holly J. [read post]
19 Mar 2021, 6:08 am
Trusting What You Can’t See: Audit Oversight and the PCAOB Posted by J. [read post]
13 Jan 2017, 6:11 am
Vitale, Schulte Roth & Zabel LLP, on Tuesday, January 10, 2017 Tags: Audits, Banks, Cybersecurity, Disclosure, Information environment, Inside information, Institutional Investors, New York, Privacy, Reporting regulation, Risk assessment, Risk management Mergers and Acquisitions—A Brief Look Back and a View Forward Posted by Andrew Brownstein and Steven Rosenblum, Wachtell, Lipton, Rosen & Katz, on Tuesday, January 10, 2017 Tags: Antitrust, Cross-border… [read post]
12 Feb 2021, 5:57 am
Rosenberg, Fried, Frank, Harris, Shriver & Jacobson LLP, on Friday, February 5, 2021 Tags: Disclosure, Form ADV, No-action letters, SEC, SEC enforcement, SEC rulemaking, Securities enforcement, Securities regulation, Solicitation Incentive Design Changes in Response to COVID-19: Russell 3000 Posted by Justin Beck and Felipe Rubio, Semler Brossy Consulting Group LLC, on Friday, February 5, 2021 Tags: COVID-19, Equity-based… [read post]