Search for: "Anne Sherry"
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29 Apr 2024, 5:52 am
By Anne Sherry, J.D.Two crypto industry groups are suing the SEC over the agency’s Dealer Rule, which requires market participants who perform dealer functions to register with the Commission and join FINRA and the SIPC. [read post]
1 May 2024, 6:07 am
By Anne Sherry, J.D.The CFTC finalized rules intended to make it easier for swap dealers and major swap participants to comply with financial reporting obligations and demonstrate compliance with minimum capital requirements. [read post]
3 Jan 2008, 9:03 am
In his lawsuit, Marcantonio claimed that Moen and Anne Arundel Diagnostics Inc.'s Dr. [read post]
3 Jan 2008, 9:03 am
In his lawsuit, Marcantonio claimed that Moen and Anne Arundel Diagnostics Inc.'s Dr. [read post]
14 Sep 2015, 7:30 am
By Anne Sherry, J.D. [read post]
24 Apr 2012, 10:20 am
Fujino, Sherri-Ann L. [read post]
29 Nov 2023, 7:55 am
I am deighted to pass along the announcement of the publication of (Anne Wagner and Sarah Marusek (eds)) Research Handbook on Legal Semiotics (Edward Elgar, 2023). [read post]
28 May 2014, 6:14 am
By Anne Sherry, J.D. [read post]
29 Apr 2014, 6:45 am
By Anne Sherry, J.D. and Joy P. [read post]
7 Jan 2008, 11:39 pm
I tag Marie Reilly, Nancy Rapoport, Michael Dorf and/or Sherry Colb, and Paul Caron. [read post]
3 Dec 2009, 1:23 pm
Ann Brobst and John J. [read post]
9 Feb 2010, 8:24 am
By Mike Dorf Last week, in a column and accompanying blog post, Sherry highlighted a peculiar Kansas law/interpretation of law, under which force in self-defense is legal but the threat of force is not. [read post]
30 Nov 2011, 9:58 am
SHERRY ANN ROOS, Defendant and Appellee. [read post]
23 Feb 2018, 6:09 am
By Anne Sherry, J.D. [read post]
16 Aug 2019, 5:00 am
By Anne Sherry, J.D. [read post]
12 Jul 2017, 5:00 am
By Anne Sherry, J.D.Directors and officers of Nevada corporations will soon have assurance that they need not abide by other states’ laws or practices. [read post]
16 Oct 2015, 9:52 am
By Anne Sherry, J.D.A PCAOB report identifies significant deficiencies in auditors’ compliance with risk assessment standards. [read post]
22 Dec 2017, 8:00 am
By Anne Sherry, J.D.The SEC has named Marc Berger as director of the New York Regional Office. [read post]
28 Jul 2021, 7:49 am
By Anne Sherry, J.D.The SEC announced an enforcement sweep resulting in 27 settlements with advisers and broker-dealers for failing to file and deliver Form CRS. [read post]
30 Nov 2015, 7:44 am
By Anne Sherry, J.D.A claimant lacked standing to challenge distributions from the assets remaining after a Ponzi scheme collapsed. [read post]
