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17 Dec 2020, 6:00 am by John Jascob
For example, she noted that the rule that allows a hearing officer to impose restrictions or conditions pending appeal also allows the respondent to oppose the motion and appeal any such restriction or condition. [read post]
6 Aug 2018, 3:00 am by John Jenkins
All else equal, Company A will now be a less appealing investment than Company B, as a wider bid-ask spread means that investors’ transactions costs will be higher when trading Company A’s stock compared to Company B’s stock. [read post]
28 Apr 2023, 8:20 am by Unknown
Outside of amending the accredited investor regime, Peirce asked stakeholders to consider the potential benefits of a micro-offering exemption that would allow companies to raise $250,000 or $500,000 without registering with the SEC or the states. [read post]
30 Jan 2020, 12:46 am
Peirce)Court Rejects Late Breaking Wisdom As Too Late in FINRA Arbitration Appeal (BrokeAndBroker.com Blog)ABN AMRO Clearing Chicago Charged With Improper Handling of ADRs (SEC Release)FINRA Imposes Censure and Fine on Two-Rep Firm for Supervisory Issues. [read post]
1 Nov 2011, 9:10 am by McNabb Associates, P.C.
Assange’s appeal was argued by Gareth Peirce, who in 2005 represented the family of a Brazilian electrician who was shot and killed by London police after being mistaken for a suicide bomber. [read post]
3 Oct 2012, 3:55 am by Scott A. McKeown
The scope of the resulting reexamination was then limited to answering that question of patentability, anticipation by Peirce. [read post]
2 Dec 2013, 10:03 am
Peirce, we propose that courts ask three successive questions in religious symbol cases: (1) Is the ordinary meaning of the symbol confessional or otherwise religious? [read post]
5 Aug 2011, 2:11 am by Andrew Lavoott Bluestone
  Typically the claim is that the attorney took money and did not produce an appeal, but this case is different. [read post]
12 Jul 2011, 9:14 am by McNabb Associates, P.C.
2.17pm: Reuters points out that permission to appeal to the supreme court if Assange loses this appeal will only be granted on a point of law considered to be of general public interest. 2.14pm: The Press Association has put up a bit more from this morning’s session. [read post]
21 Dec 2008, 6:52 pm
"They anticipate if they are extradited to America, they will be convicted and locked up for the rest of their lives in utterly grotesque conditions," Peirce said. [read post]
17 May 2023, 3:30 am by Meredith Ervine
Court of Appeals for the Fifth Circuit challenging the SEC’s new Share Repurchase Disclosure Modernization rules: The Chamber’s lawsuit challenges the SEC’s rule under the Administrative Procedure Act, as well as the U.S. [read post]
1 Aug 2009, 5:00 pm by Felicia Curran
Government-run nursing homes can be held liable for neglect and abuse of their residents under a federal civil rights statute, Section 1983 of Title 42 of the United States Code, under a recent ruling by the 3rd Circuit Court of Appeal. [read post]
2 Aug 2011, 3:18 am by Maxwell Kennerly
(The lawyers’ brief on appeal is available here if you have ECF/PACER access.) [read post]
3 Nov 2023, 3:15 am by Liz Dunshee
“Crypto Mom” Hester Peirce published a dissent on the Commission’s enforcement action against LBRY 3. [read post]
10 Jan 2024, 9:02 pm by Meredith Ervine
” Commissioner Peirce supported and largely used her statement to say ‘better late than never’ (not a quote!) [read post]
16 Jan 2024, 10:57 am by Scott H. Kimpel
” Each of Commissioners Peirce and Uyeda issued statements in support of the SEC action. [read post]