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6 May 2014, 7:00 am by Ernest Badway
Although the Dodd-Frank Act amended the Securities and Exchange Act of 1934 Section 4E(a)(1) to require the SEC to bring the action within 180 days, the SEC said it was not applicable since Congress never said what the consequences if it failed to do so. [read post]
1 Jan 2017, 4:34 pm by Sabrina I. Pacifici
For the remaining 18 rules, they determined that this analysis was not required or applicable. [read post]
25 Dec 2010, 11:40 am by Jeff Sovern
Carey Alexander has written Abusive: Dodd-Frank Section 1031 and the Continuing Struggle to Protect Consumers. [read post]
21 Sep 2012, 12:31 pm by Frank Sperduti
Frank Sperduti, a partner at Borden Ladner Gervais LLP whose practice focuses on expropriation law, highlights some of the special rules and considerations applicable in proving market value in a legal proceeding and how that differs from a “real life” opinion of market value. [read post]
18 Nov 2011, 4:27 am by Lawrence Solum
Franke (Columbia Law School) has posted Dignifying Rights: A Comment on Jeremy Waldron’s Dignity, Rights, and Responsibilities (Arizona State Law Journal, Vol. 43, 2012) on SSRN. [read post]
5 Jul 2012, 9:00 am by Frank Sperduti
Frank Sperduti, a partner at Borden Ladner Gervais LLP with extensive experience in environmental law, provides an overview of the first round of applications received for new generic top level domains (gTLDs). [read post]
26 May 2011, 3:17 pm by James Hamilton
The Financial Stability Oversight Council’s proposed regulations implementing Dodd-Frank provisions making FOIA applicable to the Council would give the Council virtually unfettered and unreviewable discretion to reject FOIA requests on technical grounds, claimed a non-profit market public interest group. [read post]
3 Dec 2010, 5:13 am by Mala Mason
  In particular, the recently passed Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd Frank Act) is certain to produce a large volume of new regulations and reporting burdens[1]. [read post]
6 Jul 2012, 9:00 am by Frank Sperduti
For more information on Frank Sperduti please visit http://www.blg.com/en/home/our-professionals/Pages/Sperduti-Frank.aspx [read post]
22 Apr 2015, 2:00 am by INFORRM
The blackmail allegation was used to justify the without notice nature of the application, which crucially put the claimant under a duty of full and frank disclosure. [read post]
21 Jan 2011, 10:00 am
  The ABA has also create a Google calendar application so that you can track important dates such as deadlines for comment periods, imminent effective dates on new legislation or regulations, and due dates for studies required by Dodd-Frank. [read post]
5 Oct 2011, 8:39 am
Yesterday, Chairman Frank Lucas discussed what is at state for farmers, ranchers, and small businesses if the Senate fails to pass H.R. 872, the Reducing Regulatory Burdens Act, before October 31. [read post]
3 Mar 2017, 9:43 am by Jason Kaufman
The President is also uniquely situated to influence the application of Dodd-Frank in the courtroom. [read post]
30 Jul 2010, 1:31 pm by James Hamilton
The Dodd–Frank Act introduces yet another designation, the major swaps participant, with securities swaps and commodities swaps to fall under SEC and CFTC jurisdiction, respectively.In the IMF’s view, there remains a good case for defining one banking agency with safety-and-soundness responsibility for national banks, federal thrifts, state member banks, state nonmember banks, and state thrifts, in the latter cases serving as joint primary supervisor along with the… [read post]
6 Mar 2011, 2:57 pm by James Hamilton
In a letter to the SEC and CFTC, the Securities Industry and Financial Markets Association urged the Commissions to carefully consider comity and the extraterritorial application of the derivatives provisions in Title VII of Dodd-Frank when adopting swap dealer regulations for a global marketplace. [read post]