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9 Nov 2023, 9:01 pm by renholding
This rule provided Crown Bridge with a safe harbor from the statutory definition of being an “underwriter,”[8] which allowed the firm to resell shares from converted notes without the need to register the resales under the Securities Act. [read post]
17 Jul 2023, 9:01 pm by renholding
Chinese Consolidated Benevolent Ass’n, Inc., 120 F.2d 738 (2d Cir. 1941). [5] 4(a)(2) transactions by an issuer not involving any public offering. [read post]
14 Jun 2023, 9:11 am by Silver Law Group
This applies equally to fraud perpetrated by the SPAC and the potential targets that a SPAC would acquire. [read post]
1 Jun 2023, 12:08 pm by Ronald Mann
Gorsuch added that “[s]ince Barnes, every court of appeals to consider the issue has reached the same conclusion” until the lower-court decision in this case. [read post]