Search for: "April Aguilar"
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4 Apr 2009, 4:00 am
OIG Recommends Action on Reg D Issues, Form D Changes from Melissa Klein Aguilar of The Filing Cabinet The Securities and Exchange Commission should take steps to better ensure compliance with Regulation D, to act when it finds non-compliance, and should make better use of Form D information. [read post]
17 Mar 2016, 11:08 am
In April 2014, after holding a roundtable discussion with industry representatives, the SEC announced a series of examinations to identify and assess cybersecurity risks and preparedness in the securities industry. [read post]
18 Jun 2011, 6:00 am
See, e.g., Aguilar v. [read post]
17 Mar 2016, 11:08 am
In April 2014, after holding a roundtable discussion with industry representatives, the SEC announced a series of examinations to identify and assess cybersecurity risks and preparedness in the securities industry. [read post]
19 Sep 2013, 4:09 am
There have been so many threats and close calls, I've started to treat them as "crying wolf" - see this blog from April 2011. [read post]
19 Apr 2017, 5:07 am
See, “Trump blames Obama for formation of MS-13 crime gang,” published by the Business Insider on April 17, 2017. [read post]
28 Jun 2011, 6:18 am
In the early part of proxy season, from March to mid-April, management recommendations shifted away from triennial votes and toward annual votes, following early investor support for an annual frequency. [read post]
3 Aug 2015, 5:00 am
” Commissioner Aguilar disagreed, citing the SEC’s “relatively few” CCO-targeted enforcement actions over the past five years, which he claims have been limited to a handful of cases wherein the CCOs demonstrated specific types of egregious misconduct. [read post]
11 May 2011, 9:47 am
Lee, and Angela Aguilar, the wife of Lindsey’s Mexican sales representative. [read post]
13 Feb 2015, 5:00 am
Aguilar and Kara M. [read post]
8 Aug 2011, 3:51 pm
Aguilar-Reyes, No. 10-10216 (8-8-11)(Lynn, D.J., with Silverman and Graber) (Ed. note: this case is an Arizona FPD one). [read post]
3 May 2011, 1:41 am
An April 4, 2011 speech by SEC Commissioner Luis Aguilar (here) reported that there were 150 reverse merger transactions between 2007 and the present in which Chinese companies merged with U.S. [read post]
25 Feb 2014, 10:02 am
Brockmeyer talked about the non-prosecution agreement that the SEC entered into with Ralph Lauren in April 2013 and the factors that caused Ralph Lauren to qualify for such agreement. [read post]
22 Dec 2010, 11:47 am
Aguilar 127 S.W.3d 1, Tex.Crim.App. [read post]
6 May 2014, 4:26 pm
Highlighting one area of the problem, SEC Commissioner Luis Aguilar cited a 2012 global survey that found that 53 percent of securities exchanges had experienced a cyber-attack in the previous year. [read post]
14 Apr 2022, 8:34 am
Pete Aguilar, Cheney and Schiff’s colleague on the committee, told Politico in January. [read post]
26 Apr 2021, 9:32 am
Tuesday, April 27, 2021, at 2:30 p.m.: The Senate Foreign Relations Committee will hold a hearing on U.S. policy to Afghanistan. [read post]
One of the Stiffest Charges Against Jan. 6 Insurrectionists Hangs on by a Thread in the D.C. Circuit
11 Apr 2023, 5:01 am
On April 7, in a 2-1 decision, the Court of Appeals for the District of Columbia Circuit reversed the ruling of U.S. [read post]
9 May 2014, 8:54 am
Aguilar, 13-677, a case in which California sought to reverse the Ninth Circuit’s determination that Brady v. [read post]
4 Sep 2014, 3:19 am
Without equivocation, Commissioner Aguilar stated that cyber security was a board responsibility. [read post]
