Search for: "Asset Funding Group Investments Fund 2, LLC"
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9 May 2024, 2:00 pm
One targeted attorney received an email that states,”Hi, I work with MCJ ASSETS, LLC. [read post]
9 May 2024, 7:29 am
Please visit our Investment Adviser Practice Group page for more information. [read post]
7 May 2024, 7:35 am
The group serves 11,000 independent brokers through the following firms, managing $500 billion in client assets. [read post]
12 Feb 2024, 6:07 am
The most important difference is that, whereas plan participants personally pay most, if not all, of the recordkeeping and investment fees in defined contribution retirement plans, plan sponsors pay 70 percent or more of the health plan premiums in defined benefit health plans, and are responsible to fund the plan if participants need more medical care than anticipated by plan financial reserves. [read post]
29 Jan 2024, 12:00 pm
Morgan Stanley operates under the following names: CITIGROUP INSTITUTIONAL CONSULTING, SMITH BARNEY, PRIVATE PORTFOLIO GROUP, MORGAN STANLEY WEALTH MANAGEMENT, MORGAN STANLEY SMITH BARNEY LLC, GRAYSTONE CONSULTING, CONSULTING GROUP, among others according to its CRD. [read post]
26 Jan 2024, 4:00 am
This is also now the subject of a new bar complaint filed by a conservative legal group this week. [read post]
2 Jan 2024, 11:26 am
Like other investments, options can be traded through brokerage accounts. [read post]
27 Dec 2023, 6:09 pm
This amount included $400,000 to an IRA, $100,000 to The Good Daughter LLC, and $500,000 to Faraway Assets LLC. [read post]
17 Dec 2023, 9:03 pm
Howey Co.,[2] an investment contract exists when there is the investment of money in a common enterprise with a reasonable expectation of profits to be derived from the efforts of others. [read post]
13 Dec 2023, 3:42 pm
§ 201(b)(2) and thus an impeachable offense under the constitutional standard of “treason, bribery, or other high crimes and misdemeanors. [read post]
17 Nov 2023, 9:54 pm
”[2] During the drafting of the Uniformed Protected Series Act, some drafters said use of the series LLC should be limited to regulated industries, such as the hedge fund and insurance sector, and should only be used by those represented by experienced counsel. [read post]
16 Nov 2023, 9:04 am
In the process the SEC seeks to freeze assets to prevent losses of funds that are later returned to investors. [read post]
15 Nov 2023, 6:26 am
In addition, FinTech investment adviser Titan Global Capital Management USA LLC agreed to pay more than $1 million combined in a civil penalty, disgorgement, and prejudgment interest to settle charges that it violated the marketing rule. [read post]
14 Nov 2023, 9:01 pm
In addition, FinTech investment adviser Titan Global Capital Management USA LLC agreed to pay more than $1 million combined in a civil penalty, disgorgement, and prejudgment interest to settle charges that it violated the marketing rule. [read post]
9 Nov 2023, 9:01 pm
Once again, I worked with Scott on enforcement recommendations from his group. [read post]
25 Oct 2023, 12:36 pm
The Securities and Exchange Commission charged BlackRock Advisors, LLC, an investment adviser, for failing to accurately describe investments in the entertainment industry that comprised a significant portion of a publicly traded fund it advised. [read post]
19 Oct 2023, 12:28 pm
His methodology and the Nanban companies include trading, real estate, hedge funds, and pooled investment funds. [read post]
5 Oct 2023, 7:26 am
One targeted attorney received an email that states,”Hi, I work with MCJ ASSETS, LLC. [read post]
3 Oct 2023, 9:01 pm
SEC press release │SEC company order | SEC CFO complaint SEC settles assets recovery and impairment loss disclosure claims In the Matter of Future FinTech Group Inc. [read post]
28 Sep 2023, 1:25 pm
From 2017 to 2018, Perera reportedly served as a broker for Maxim Group LLC, in New York, New York. [read post]