Search for: "Asset Funding Group Investments Fund 2, LLC"
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1 May 2010, 5:35 pm
Event: 2010 Algae World Summit Location: San Diego, CA May 18 Sponsor: Roundtable Forum, LLC Event: New York Roundtable Forum Location: New York, NY May 18-20 Sponsor: Cityscape Event: Cityscape Asia Location: Singapore May 19 Sponsor: The Spaulding Group, Inc. [read post]
14 Oct 2022, 11:50 am
Western Asset Macro Opportunities I (LAOIX), an open-ended fund sponsored by Western Asset Management Company, LLC., is one of worst performing bond funds of 2022, according to Financial Advisor Mag, As you many know, the federal reserve increased the interest rate again in September to 3% to 3.25%., (In May it was 0.75% to 1.00%). [read post]
24 Apr 2009, 6:45 am
Gradante and ordered them to pay, jointly and severally, over $800,000 for violating Section 206(2) of the Investment Advisors Act of 1940 (the "Act") and their fiduciary duties owed to clients who relied on their services and recommendations in investing in a group of fraudulent hedge fund known as Bayou Superfund, LLC; Bayou Accredited Fund, LLC; Bayou Affiliates Fund, LLC; and Bayou No Leverage… [read post]
3 Mar 2022, 9:33 am
Specifically, the complaint alleges that Cambridge Investment invested client assets in certain mutual funds and money market sweep funds that generated millions of dollars in revenue sharing payments to an affiliated broker-dealer, Cambridge Investment Research, Inc., instead of lower-cost share classes and investment options that would have yielded less or no revenue sharing. [read post]
4 Apr 2013, 9:00 am
Resources Planning Group Inc. [read post]
15 Dec 2017, 11:05 am
Included in Woodbridge’s entities or mortgage funds are: WMF Management LLC Woodbridge Group of Companies Woodbridge Mortgage Investment Fund 1,LLC; Woodbridge Mortgage Investment Fund 2, LLC; Woodbridge Mortgage Investment Fund 3, LLC; Woodbridge Mortgage Investment Fund 3A, LLC; Woodbridge Mortgage Investment Fund 4, LLC;… [read post]
12 Jan 2011, 5:00 am
If a mutual fund adviser oversees fund portfolios totaling $200 billion in assets, a 1% advisory fee would result in $2 billion per year in management fees. [read post]
1 Jun 2015, 4:05 am
Location: New York, NY Date: June 22, 2015 Sponsor: Hedge Funds Care Event: 8th Annual East Coast Golf & Tennis Day Location: Greenwich, CT Date: June 22-23, 2015 Sponsor: FRA Event: Low Carbon Investing Summit Location: New York, NY Date: June 23-24, 2015 Sponsor: Broadridge Event: SIFT Conference 2015 Location: New York, NY Date: June 23-24, 2015 Sponsor: PartnerConnect MidWest Event: Partner Connect MidWest (Save the Date) Location: Chicago, IL Date: June 24, 2015 Sponsor:… [read post]
1 Jun 2015, 4:05 am
Location: New York, NY Date: June 22, 2015 Sponsor: Hedge Funds Care Event: 8th Annual East Coast Golf & Tennis Day Location: Greenwich, CT Date: June 22-23, 2015 Sponsor: FRA Event: Low Carbon Investing Summit Location: New York, NY Date: June 23-24, 2015 Sponsor: Broadridge Event: SIFT Conference 2015 Location: New York, NY Date: June 23-24, 2015 Sponsor: PartnerConnect MidWest Event: Partner Connect MidWest (Save the Date) Location: Chicago, IL Date: June 24, 2015 Sponsor:… [read post]
21 Nov 2016, 11:33 am
Performance fees of 20% of profits are common, along with a fixed annual asset-based fee of 1 to 2%. [read post]
15 Sep 2020, 1:11 pm
Silver Law Group represents investors in securities and investment fraud cases. [read post]
12 Jan 2011, 8:00 am
For example, in 2004 Janus Capital Management LLC (“JCM”), a wholly-owned subsidiary of Janus Capital Group, Inc. [read post]
1 Oct 2012, 3:00 am
Event: Know Yourself and Your Decision-Making Process: A Conversation with Nobel Laureate Daniel Kahneman Location: New York, NY October 16 Sponsor: Investment Adviser Association Event: 2012 Compliance Workshop Location: Boston, MA October 16 Sponsor: NC Department of Secretary of State Event: Investment Adviser Workshop Location: Charlotte, NC October 17 Sponsor: Hedge Funds Care & ParkRiver Fund Solutions Event: Cocktails & Commentary –… [read post]
7 Jul 2015, 10:37 am
On June 2, 2015 the federal court in Rhode Island entered an order imposing an asset freeze against the defendants ClearPath Wealth Management, LLC, a private funds investment adviser, its president and owner, Patrick Churchville According to the SEC’s complaint, ClearPath and Churchville ran a ponzi scheme and used investors’ funds as collateral for loans to make investments for their own benefit and stole $2.5 million of… [read post]
2 Jun 2010, 5:23 pm
Please email us if you would like us to add your event to this list. **** June 1 Sponsor: WBR (World Business Research) Event: TradeTech India 2010 Location: Mumbai, India June 1 Sponsor: Infovest 21 Event: Preparing for Impending Regulatory Changes Location: New York, New York June 2 Sponsor: FTF (Financial Technologies Forum, LLC) Event: Understanding Portfolio Management & Trading Location: New York, New York June 2 Sponsor: HedgeWorld Event: CTA… [read post]
25 Apr 2019, 12:45 pm
Lyons and his investment advisory businesses, Synchronicity Capital GP, LLC, Synchronicity Capital Group, and Synchronicity Group, LLC, used the money to pay for Lyons’ personal spending, including Broadway shows, concert tickets, sailing expenses, rent, and other costs. [read post]
1 Sep 2012, 2:09 pm
However, not every fund that invests in real estate does so directly – some funds invest in the securities of other partnerships, LLCs or other entities that invest in real estate. [read post]
5 May 2016, 12:33 pm
Compared to your typical stock or mutual fund that offer 1%-2% commission, the commission associated with LEAF was 10.5%. [read post]
1 May 2015, 3:00 am
Riewe, Co-Chief, Asset Management Unit, SEC Division of Enforcement Location: Washington, D.C. [read post]
1 May 2015, 3:00 am
Riewe, Co-Chief, Asset Management Unit, SEC Division of Enforcement Location: Washington, D.C. [read post]
