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21 May 2024, 3:01 pm
EFF noted that HB 1181 does not require all parties who may have access to the data—such as third-party intermediaries, data brokers, or advertisers—to delete that data. [read post]
21 May 2024, 5:13 am
A broker had failed to five soyabean fields from a policy brokered on behalf of a farmer. [read post]
20 May 2024, 10:00 pm
FINRA Regulation of Broker-Dealer Due Diligence in Regulation D Offerings Understand the broker-dealer’s due diligence requirements in an exempt offering. [read post]
20 May 2024, 1:48 pm
Contact your insurance carrier(s) or broker to verify existing coverage limitations and secure any necessary coverage in the state where the employee works. [read post]
19 May 2024, 10:13 pm
Joshua Rozenberg has a post about the Guide on his Substack, “A Lawyer Writes” Internet and Social Media On 14 May 2024, the UK National Cyber Security Centre and three major UK insurance associations (Association of British Insurers, British Insurance Brokers’ Association and International Underwriting Association, published joint guidance on the approach to ransom payments. [read post]
19 May 2024, 7:02 pm
Continue Reading › The post Broker Fraud Lawyer appeared first on Investor Lawyers Blog. [read post]
19 May 2024, 6:56 pm
Estate of Texas Retiree With Dementia Files Six-Figure Broker Fraud Lawsuit Against LPL Financial And Broker Bradley Bowman. [read post]
19 May 2024, 6:51 pm
Yet, many brokers continue to market and sell them to these investors in order to earn high commissions. [read post]
19 May 2024, 6:46 pm
Are You An Investor Who Suffered Losses While Working With Broker Bill Shopoff? [read post]
19 May 2024, 5:16 pm
This research provides a case study on how one country, Indonesia, is relying on a murky ecosystem of surveillance suppliers, brokers and resellers that obscures the sale and transfer of surveillance technology. [read post]
19 May 2024, 5:06 pm
Four highlights from this week: Google Accidentally Deleted $125 Billion Pension Fund’s Account; Generating Harms: Generative AI’s New & Continued Impacts; What I wish I’d known before my smartphone was snatched; and Mortgage Brokers Sent People’s Estimated Credit, Address, and Veteran Status to Facebook. [read post]
19 May 2024, 2:30 am
Conte, CPIA, MSRE, a broker with Honig Conte Porrino Insurance Agency, Inc, talked about the importance of "renter's insurance. [read post]
19 May 2024, 2:30 am
Conte, CPIA, MSRE, a broker with Honig Conte Porrino Insurance Agency, Inc, talked about the importance of "renter's insurance. [read post]
18 May 2024, 6:47 am
Four highlights from this week: Google Accidentally Deleted $125 Billion Pension Fund's Account; Generating Harms: Generative AI’s New & Continued Impacts; What I wish I’d known before my smartphone was snatched; and Mortgage Brokers Sent People’s Estimated Credit, Address, and Veteran Status to Facebook. [read post]
17 May 2024, 12:27 pm
The new requirements will be binding on broker-dealers (including funding portals), investment companies, registered investment advisers, and transfer agents. [read post]
17 May 2024, 8:00 am
In California, the rules governing commissions for agents, brokers, and auctioneers involved in probate sales are outlined in California Probate Code. [read post]
17 May 2024, 7:09 am
“Have their broker specify […] The post Best Practices in Small Business Claims Mitigation, PropertyCasualty360, quotes Partner Kristen Swift, 5-15-2024 appeared first on Kaufman Dolowich. [read post]
17 May 2024, 6:00 am
On May 14, 2024, the UK National Cyber Security Centre (“NCSC”) and three major UK insurance associations (Association of British Insurers (“ABI”), British Insurance Brokers’ Association (“BIBA”) and International Underwriting Association (“IUA”)), published joint guidance on the approach to ransom payments (the “Guidance”). [read post]
17 May 2024, 4:30 am
Yesterday, the SEC announced that it had adopted amendments to Regulation S-P, which are the rules that that govern the treatment of consumers’ nonpublic personal information by certain SEC-regulated financial institutions, such as broker-dealers, funding portals, investment companies, registered investment advisers, and transfer agents. [read post]
16 May 2024, 9:01 pm
When brokers or advisers act on those conflicts and optimize to place their interests ahead of their investors’ interests, investors may suffer financial harm. [read post]
