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2 May 2024, 11:07 am
SAVE SOME. 7350332 OXFORD FINANCIAL GROUP, LTD. 7357295 DOUBLE TAP TRUFFLE 7351775 DISRUPTOR 7362529 IT WORKS! [read post]
22 Apr 2024, 1:15 pm
LPL Financial LLC Wells Fargo Clearing Services, LLC Chun Elmejjad Equitable Advisors, LLC AXA Advisors, LLC Jonathan Gervaise Jackson National Life Distributors LLC Pruco Securities, LLC Jonathan Long Cambridge Investment Research, Inc. [read post]
16 Apr 2024, 1:47 pm
appeared first on Brown Rudnick. [read post]
3 Apr 2024, 9:01 pm
The “predatory inclusion” tactics that certain crypto entities are directing at Black, brown, and other marginalized communities are extremely troubling.[16] Here, I’m talking about the familiar (but so far unsupported) narratives that crypto will increase financial inclusion;[17] that it will uplift the unbanked or underbanked; and that it will help them build wealth and increase upward mobility. [read post]
15 Mar 2024, 6:30 am
Gephardt, Gephardt Group LLC, on Thursday, March 14, 2024 Tags: Board of Directors, corporate boards, Employees, stakeholder engagement, Stakeholders [read post]
15 Mar 2024, 6:30 am
Gephardt, Gephardt Group LLC, on Thursday, March 14, 2024 Tags: Board of Directors, corporate boards, Employees, stakeholder engagement, Stakeholders [read post]
5 Feb 2024, 10:06 am
In Brown Goldstein Levy LLP v. [read post]
12 Jan 2024, 8:56 am
Attorney’s Office for the Southern District of New York, the FBI, and the Financial Industry Regulatory Authority. [read post]
11 Jan 2024, 9:24 am
The post The 2024 Colorado Legislative Session Promises to be a Busy One for the Construction Industry and its Insurers appeared first on Higgins, Hopkins, McLain & Roswell, LLC. [read post]
2 Jan 2024, 10:01 am
LPL Financial LLC , 91 Cal. [read post]
28 Dec 2023, 7:03 am
Kelly Toys Holdings, LLC v. 19885566 Store et al., 2023 WL 8936307 (S.D.N.Y. [read post]
17 Dec 2023, 9:03 pm
Nevertheless, the Supreme Court’s analysis has proven a workable method of determining whether a financial instrument is offered and sold as a security. [read post]
15 Dec 2023, 3:00 am
A little less than a year after admitting guilt, Watkins registered a company called Huxley Rock LLC. [read post]
3 Nov 2023, 6:30 am
Posted by Mike Nordtvedt, Rezwan Pavri, and Austin March, Wilson Sonsini Goodrich & Rosati, on Wednesday, November 1, 2023 Tags: IPOs, PIPE, SEC, SPAC A Hard Look at Portfolio Primacy Theory As a Financial Rationale for SEC-Mandated ESG Disclosure Posted by Amanda Rose (Vanderbilt Law School), on Thursday, November 2, 2023 Tags: Court of Appeals for the D.C. [read post]
3 Nov 2023, 6:30 am
Posted by Mike Nordtvedt, Rezwan Pavri, and Austin March, Wilson Sonsini Goodrich & Rosati, on Wednesday, November 1, 2023 Tags: IPOs, PIPE, SEC, SPAC A Hard Look at Portfolio Primacy Theory As a Financial Rationale for SEC-Mandated ESG Disclosure Posted by Amanda Rose (Vanderbilt Law School), on Thursday, November 2, 2023 Tags: Court of Appeals for the D.C. [read post]
11 Oct 2023, 11:17 am
In short, she says neither court applied the right test, which should have focused on “a practical assessment of the degree to which the state law will impede the exercise of those powers”; the 2nd Circuit’s decision was “especially flawed because it logically implies that substantially all State consumer financial laws will be preempted,” in contravention of the Dodd-Frank Act. [read post]
1 Sep 2023, 2:55 pm
From Judge Timothy Brooks' opinion yesterday in Netchoice, LLC v. [read post]
15 Jul 2023, 6:00 am
Brown A 600/1 56 6/30/23 22-506 Biden v. [read post]
15 Jul 2023, 6:00 am
Brown A 600/1 56 6/30/23 22-506 Biden v. [read post]
13 Jul 2023, 12:06 pm
303 Creative LLC v. [read post]
