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Weekly Roundup: April 21–April 27, 2017
28 Apr 2017, 6:02 am
Jackson, Harvard Law School, on Saturday, April 22, 2017 Tags: Accountability, Bank boards, Banks, Boards of Directors, CFPB, Compliance & ethics, Consumer protection, Financial institutions, Financial regulation, Incentives, Misconduct, Oversight, Proxy advisors, Risk oversight, Shareholder voting, Wells Fargo Assessing Financial Advisor Compensation Disclosure Following Vento v. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
[Eugene Volokh] Interesting Supreme Court petition: State regulators retaliated against financial adviser for anti-Obama speech (and for ad offering $100 ‘towards the purchase of a firearm’ as bonus)
28 Dec 2016, 10:07 am by Eugene Volokh
First, the facts, from the Eighth Circuit opinion (Bennie v. [read post]
The Volokh Conspiracy - http://www.volokh.com/
[Eugene Volokh] Nebraska regulators retaliated against financial adviser for anti-Obama speech (and for publicly offering $100 ‘towards the purchase of a firearm’ as a bonus to customers)
14 Jul 2016, 7:16 am by Eugene Volokh
” Governor Heineman called Munn to discuss the situation. [read post]
The Volokh Conspiracy - http://www.volokh.com/
Corporate Practice Commentator: Selecting the Ten Best Articles in the Corporate and Securities Field for 2018
1 Feb 2019, 10:51 am
Heineman Jr. [read post]
Law at the End of the Day - http://lcbackerblog.blogspot.com/