Search for: "Barclays Bank"
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21 Jul 2023, 6:30 am
Investor Support of E&S Proposals Posted by Garrett Muzikowski and Hetal Kanji, FTI Consulting, on Friday, July 14, 2023 Tags: E&S, Institutional Investors, issuers, Proxy season, Remuneration, SEC rulemaking, Shareholder proposals What Constitutes a Sale of “All or Substantially All” of a Company’s Assets Posted by Gail Weinstein, Amber Banks, and Roy Tannenbaum, Fried, Frank, Harris, Shriver & Jacobson LLP, on Saturday, July 15, 2023 Tags: assets,… [read post]
21 Jul 2023, 6:30 am
Investor Support of E&S Proposals Posted by Garrett Muzikowski and Hetal Kanji, FTI Consulting, on Friday, July 14, 2023 Tags: E&S, Institutional Investors, issuers, Proxy season, Remuneration, SEC rulemaking, Shareholder proposals What Constitutes a Sale of “All or Substantially All” of a Company’s Assets Posted by Gail Weinstein, Amber Banks, and Roy Tannenbaum, Fried, Frank, Harris, Shriver & Jacobson LLP, on Saturday, July 15, 2023 Tags: assets,… [read post]
12 Jul 2023, 3:57 am
Mrs Philipp’s argument relies heavily on the case of Barclays Bank plc v Quincecare Ltd [1992] 4 All ER 363. [read post]
10 Jul 2023, 2:25 am
On Wednesday 12th July the Court will hand-down two judgments: Philipp v Barclays Bank UK PLC [2023] UKSC 25. [read post]
10 Jun 2023, 2:59 am
Barclays Capital (now Barclays Corporate and Investment Bank) failed to reasonably supervise its large options positions reporting (LOPR) system, which was hampered by four separate coding errors, according to FINRA’s settlement published Tuesday. [read post]
5 Jun 2023, 4:56 am
Reed, in which the Court ruled that English law, not New York law, governed the plaintiff’s standing in a shareholder derivative suit involving Barclays, an English entity. [read post]
10 Apr 2023, 9:23 am
Best UK banks for expats When it comes to traditional banks, many expats turn to: HSBC Lloyds Barclays NatWest Many expats are moving to online banking US expats are increasingly eschewing traditional banks in favor of online ones, like Starling Bank, Monzo, and Monese. [read post]
22 Mar 2023, 7:26 pm
RBC is Canada’s worst banker of fossil fuels, with Barclays as the worst in Europe and MUFG as the worst in Japan.. [read post]
14 Mar 2023, 8:25 am
Barclays Trigger Autocallable Notes Linked to SPDR® S&P® Regional Banking ETF Did your broker recommend investing in Barclays Bank PLC Trigger Autocallable Contingent Yield Notes Linked to the lesser performing of the SPDR® S&P® Regional Banking ETF and the SPDR® S&P 500® ETF Trust? [read post]
26 Feb 2023, 9:05 pm
Last summer, after the Adani Group completed its $10.5 billion leveraged buyout of a cement business from Swiss firm Holcim, Gautam Adani boasted to the Economic Times that his “relationship banks” – Barclays, Deutsche Bank, and Standard Chartered Bank – had “fully funded” the deal. [read post]
23 Feb 2023, 8:35 am
Barclays, Citi, Credit Suisse, Deutsche Bank, Goldman Sachs, Morgan Stanley and UBS all paid $125 million to the SEC and $75 million to the CFTC . [read post]
23 Feb 2023, 8:35 am
Barclays, Citi, Credit Suisse, Deutsche Bank, Goldman Sachs, Morgan Stanley and UBS all paid $125 million to the SEC and $75 million to the CFTC . [read post]
20 Feb 2023, 4:46 am
To put that in context, the case involves the plaintiff’s effort to enforce the defendants’ alleged oral agreement to give him a one-sixth ownership interest in a options market-making business spun off from Barclays after he left his job at Barclays to help transition the business from Barclays to the new firm known as Rosetta, organized as a Delaware LLC. [read post]
3 Feb 2023, 1:21 am
Landlords seeking to increase rents Bank base rate interest rates have just gone up to 4%. [read post]
1 Feb 2023, 2:39 pm
Barclays – Just two days after agreeing to pay the SEC $125 million as part of the off-channel communications sweeps, Barclays PLC and Barclays Bank PLC agreed to pay an additional $361 million over charges that they offered and sold $17.7 billion of securities in unregistered transactions because of their complete failure to set up internal controls. [read post]
30 Jan 2023, 1:45 am
Philipp v Barclays Bank UK PLC, heard 1st-2nd February 2023. [read post]
17 Jan 2023, 6:11 am
The Tesla and SpaceX chief financed his $44 billion deal to take Twitter private in October by securing the huge debt from a syndicate of banks led by Morgan Stanley, Bank of America, Barclays, and Mitsubishi. [read post]
10 Jan 2023, 7:39 am
Barclays Capital, Citigroup Global Markets, Credit Suisse, Goldman Sachs, Morgan Stanley, UBS, and Deutsche Bank Securities, DWS Distributors and DWS Investment Management Americas each agreed to pay penalties of $200 million each for communications failures. [read post]
3 Jan 2023, 8:55 pm
The recent verdicts in Wm Morrison Supermarkets v Various Claimants (2020) and Various Claimants v Barclays Bank (2020) by the Supreme Court of UK restricting the scope of vicarious liability through its interpretation of the akin to employment test as well as the close connection test deserves scrutiny. [read post]
2 Dec 2022, 12:18 pm
In total, the broker-dealers, which include Deutsche Bank, Barclays and Cantor Fitzgerald, agreed to pay over $1.1 billion in penalties. [read post]
