Search for: "Barclays Capital, Inc"
Results 61 - 80
of 173
Sort by Relevance
|
Sort by Date
30 Dec 2016, 5:24 am
Conservative /Lib-Dem 1,710,000 Financial Times Nikkei Inc. [read post]
23 Aug 2016, 6:31 am
MassMutual settled similar claims against Barclays Capital Inc. on March 29, 2016 (covered here). [read post]
21 Jun 2016, 1:35 am
Copyright did not extend to news articles per say, but a different transient property right.Justice Putney ultimately concluded that International News Services had unlawfully acquired the Associated Press' property, and restricted the publication of news by them appropriated from the Associated Press for a number of hours after its publication, unless proper credit was given.The current state of 'hot news' and its protection is uncertain, with subsequent cases such… [read post]
6 Jun 2016, 8:57 am
On May 26, 2016, the FDIC reached a $190 million settlement of RMBS claims against eight financial institutions, including Barclays Capital Inc.; Deutsche Bank Securities Inc.; Goldman, Sachs & Co; RBS Securities Inc.; and UBS Securities LLC. [read post]
4 Apr 2016, 2:08 pm
On March 29, Barclays Capital Inc. and Massachusetts Mutual Life Insurance Co. jointly moved pursuant to a confidential settlement agreement for dismissal of an action brought by MassMutual. [read post]
29 Feb 2016, 4:43 pm
Nomura Holding Am., Inc., 104 F. [read post]
23 Feb 2016, 7:36 am
Inc., Admin. [read post]
31 Jan 2016, 1:43 pm
The Securities and Exchange Commission today announced that Barclays Capital Inc. and Credit Suisse Securities (USA) LLC have agreed to settle separate cases finding that they violated federal securities laws while operating alternative trading systems known as dark pools and Credit Suisse’s Light Pool.The New York Attorney General’s office is announcing parallel actions against the two firms.Barclays agreed to settle the charges by admitting wrongdoing and… [read post]
25 Jan 2016, 2:17 am
On January 31, 2015, the Securities and Exchange Commission ("SEC") announced that it had entered into settlements with Barclays Capital Inc. and Credit Suisse Securities (USA) LLC concerning those firms' alleged operations of alternative trading systems, so-called "Dark Pools. [read post]
5 Jan 2016, 6:20 am
Barclay’s Capital Real Estate In Anderson v. [read post]
28 Aug 2015, 10:44 am
In September 2014, Gross made a sudden departure from Pimco, and joined rival Janus Capital Group Inc. [read post]
27 Aug 2015, 8:02 am
Co-managers on the transaction are Bank of America Merrill Lynch and Barclays Capital Inc. [read post]
24 Aug 2015, 3:20 am
The defendants in the MDL were Barclays PLC, Barclays Capital, Inc, BATS Global Markets, Inc., Chicago Stock Exchange, Inc., Direct Edge E... [read post]
6 Jul 2015, 4:25 pm
Twelve firms were required to submit plans on July 1: Bank of America Corporation, Bank of New York Mellon Corporation, Barclays PLC, Citigroup Inc., Credit Suisse Group AG, Deutsche Bank AG, Goldman Sachs Group, JPMorgan Chase & Co., Morgan Stanley, State Street Corporation, UBS AG, and Wells Fargo & Company. [read post]
25 May 2015, 4:43 pm
The appellate court also found that the trial court had erroneously instructed the jury as far on what it means to “make” a false statement under the Supreme Court’s holding in the Janus Capital Group case (about which refer here). [read post]
4 May 2015, 8:51 am
Giddens’s petition argued that, after a federal bankruptcy judge had approved the sale of Lehman’s investment business to Barclays Capital, Inc., with no cash to change hands in the deal, a lawyer for Barclays slyly altered the terms of the deal to allow it to receive about $4 billion in cash or cash equivalents, which Lehman had set aside in reserves to cover its trading decision in so-called derivatives. [read post]
28 Feb 2015, 10:40 am
Farmers Insurance of Columbus, Inc., 2014-0451. [read post]
18 Feb 2015, 6:37 am
Barclay’s Capital Real Estate, Inc. [read post]
16 Jan 2015, 6:16 am
FINRA fines are as follows: Barclays Capital Inc. [read post]
27 Oct 2014, 7:00 am
: 3-16177Case filed: September 29, 2014Qualifying Judgment/Order: September 29, 2014 10/23/2014 01/21/2015 2014-115 In the Matter of Barclays Capital Inc.Administrative Proceeding File No. [read post]
