Search for: "Barclays Capital, Inc" Results 101 - 120 of 173
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11 Sep 2012, 5:27 pm
(WFC), JPMorgan (JPM), Royal Bank of Canada's (RY) RBC Capital Markets division, Bank of America Corp's (BAC) Merrill Lynch division (MER), Morgan Stanley (MS), and Barclays PLC (BCS). [read post]
6 Sep 2012, 12:20 pm by Matthew Huisman
In the $250 million initial public offering of Hudson Pacific Properties, Inc., Gallagher represented Bank of America, Merrill Lynch, Barclays and Morgan Stanley. [read post]
27 Jun 2012, 8:19 am by Felix Shipkevich
CFTC Orders Barclays to Pay $200 MillionThe CFTC issued an order today filing and settling charges against Barclays PLC, Barclays Bank PLC and Barclays Capital Inc. for attempting to manipulate and making false reports concerning the LIBOR and Euribor benchmark interest rates between 2005 and 2009. [read post]
27 Jun 2012, 6:27 am by Andrew Cross
Commodity Futures Trading Commission (CFTC) issued an Order today filing and settling charges against Barclays PLC, Barclays Bank PLC (Barclays Bank) and Barclays Capital Inc. [read post]
24 Apr 2012, 8:00 am by Hedge Fund Lawyer
Capacity: Marketing efforts need to be scaled to how much capital needs to be raised. [read post]
26 Mar 2012, 7:12 am by Broc Romanek
" Other Wall Street banks, including Barclays PLC's Barclays Capital, Bank of America Merrill Lynch and Citigroup Inc., are also looking at their processes for managing potential conflicts when getting hired on deals, in an effort to err on the side of caution especially given the heightened scrutiny on the issue, said people familiar with the matter. [read post]
26 Feb 2012, 5:12 am by Mandelman
Morgan Stanley Credit Suisse Group Citigroup Bank of America Kirkland & Ellis Barclays HIG Capital (Private Equity firm.) [read post]
26 Feb 2012, 4:48 am by Mandelman
Morgan Stanley Credit Suisse Group Citigroup Bank of America Kirkland & Ellis Barclays HIG Capital (Private Equity firm.) [read post]
26 Feb 2012, 4:27 am by Mandelman
Morgan Stanley Credit Suisse Group Citigroup Bank of America Kirkland & Ellis Barclays HIG Capital (Private Equity firm.) [read post]
21 Feb 2012, 9:15 am by Amber Walsh
During the initial stage, the company raised $3 million from ROI Capital, a family business run by former Barclays Capital Dev Kumar Roy. [read post]
27 Jan 2012, 9:45 am by Eric
By Eric Goldman As usual, I'm running late with my year-end recap. [read post]
28 Dec 2011, 11:42 am by Securites Lawprof
FINRA recently fined Barclays Capital Inc. $3 million for misrepresenting delinquency data and inadequate supervision in connection with the issuance of residential subprime mortgage securitizations (RMBS). [read post]
23 Dec 2011, 7:06 pm
FINRA says that Barclays Capital Inc. will pay $3 million over charges of inadequate supervision related to the residential subprime mortgage securitizations and the misrepresentation of delinquency data. [read post]
Travis Laster has approved a settlement requiring Del Monte Corp. and Barclays Capital Inc. to pay $89.4 million to Del Monte shareholders to resolve claims relating to the March 2011 acquisition of Del Monte by funds affiliated with Kohlberg Kravis Roberts & Co. [read post]
3 Sep 2011, 12:52 am
This matter begs the question as to what happened to capitalism and the American dream? [read post]