Search for: "Barney v. Industrial Commission"
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10 Feb 2011, 6:50 am
The case is Berghorse v. [read post]
24 Jan 2008, 8:02 am
Barney Frank, has held hearings into hedge fund regulation. [read post]
8 Nov 2006, 2:55 am
In Goldstein v. [read post]
24 Sep 2009, 10:38 am
Specifically, the Fed had UDAP authority pursuant to Section V of the Federal Trade Commission Act. 2/7/2008: H.R. 5244, the Credit Cardholders' Bill of Rights Act, introduced in House 9/16/2008: H.R. 5244 is passed by the Financial Services Committee. [read post]
22 Apr 2015, 6:55 am
HAVENNER, Appellant, v. [read post]
16 Apr 2010, 5:00 am
The court did confirm that fraud under the Martin Act requires materiality and applied the federal standard from TSC Industries, Inc. v. [read post]
11 Sep 2012, 6:23 pm
To settle Financial Industry Regulatory Authority allegations that it committed numerous violations involving dealings between investment banking and research functions, Rodman & Renshaw LLC has agreed to pay a $315,000 fine. [read post]
11 Oct 2007, 9:42 am
Despite the urging of United States Senate Committee on Banking, Housing and Urban Affairs Chairman, Christopher Dodd and the House of Representatives Judiciary Committee Chairman, John Conyers, Financial Services Committee Chairman, Barney Frank, as well as several former commissioners of the Securities and Exchange Commission, Paul D. [read post]
16 Jun 2016, 2:48 pm
In a separate order, Marsh agreed to an industry and penny stock bar with the right to apply for reentry after five years. [read post]
18 May 2012, 10:44 am
Khuzami pointed to a principle from a 1973 Second Circuit Court of Appeals as a reason for the Commission's historical successes: "the Commission 'can bring the large number of enforcement actions it does only because in all but a few cases consent decrees are entered.'" SEC v. [read post]
10 Nov 2015, 2:18 pm
White will shine a light on some of the tricks of the brokerage industry while also providing valuable information for investors on how to successfully navigate the investor/financial advisor relationship Dax: Welcome everyone; you’re listening to Wall Street v. [read post]
24 Jul 2020, 6:23 am
"Ferocious" industry opposition. [read post]
17 Mar 2010, 12:47 pm
Privacy Polls v. [read post]
30 Jan 2009, 7:00 pm
(Patent Prospector) US-Korea adopt patent prosecution highway (Law360) (Patent Docs) (Managing Intellectual Property) Global Global - General Obama, patent reform, patent litigation in the USA and Europe – IP Think Tank podcast 26 January 2009 (IP Think Tank) Intangible values collapse – the old 70% to 80% claim is now officially dead and buried (IAM) (IP Asset Maximizer Blog) Managing value in a shrinking economy: the IP audit (IP Frontline) Downturn… [read post]
6 Sep 2021, 5:27 am
The Administrator filed an action on October 29, 2019 encaptioned Estate of Sandor v. [read post]
22 Feb 2016, 4:36 pm
In 1968, a court decision, Escott v. [read post]
