Search for: "Benchmark Services, Inc."
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5 Oct 2016, 6:14 am
Posted by Marc Goldstein, Institutional Shareholder Services, Inc., on Wednesday, October 5, 2016 Editor's Note: Marc Goldstein is Head of the Policy Steering Committee at Institutional Shareholder Services, Inc. [read post]
10 Oct 2017, 6:26 am
Posted by Subodh Mishra, Institutional Shareholder Services, Inc., on Tuesday, October 10, 2017 Editor's Note: Subodh Mishra is Executive Director at Institutional Shareholder Services, Inc. [read post]
24 Jun 2022, 2:38 pm
See DaVita, Inc. v. [read post]
24 Sep 2015, 5:30 am
Ward Group is a provider of benchmarking and best practices services for the insurance industry and analyzes more than 3,000 property-casualty insurance companies domiciled in the United States to identify top performers. [read post]
20 Apr 2007, 1:55 pm
Avvo, Inc. says its focus is helping consumers navigate the legal industry … And that means what, exactly? [read post]
26 Jun 2018, 6:14 am
Posted by Subodh Mishra, Institutional Shareholder Services, Inc., on Tuesday, June 26, 2018 Editor's Note: Anthony Garcia is a Policy Advisor at ISS Custom Research, Kosmas Papadopoulos is Managing Editor and John Roe is Head of ISS Analytics. [read post]
17 Dec 2018, 9:26 am
Chicago Mercantile Exchange Inc. [read post]
16 Oct 2013, 6:17 am
Between March 16, 2009, and September 21, 2012, FINRA alleged that Sunset Financial Services, Inc., (Sunset) failed to establish and maintain a supervisory system regarding the sale of leveraged or inverse exchange-traded funds, otherwise known as nontraditional ETFs, that was reasonably designed to comply with NASD Conduct Rule 3010. [read post]
31 Jan 2017, 8:17 am
” Carefirst of Maryland Inc. v. [read post]
21 Nov 2023, 6:30 am
The companies improving their scores to join the Trendsetter ranks this year are Meta Platforms Inc.; Alliant Energy Corp.; American Electric Power Company Inc.; Archer Daniels Midland Co.; Celanese Corp.; CMS Energy Corp.; Equinix Inc.; Fifth Third Bancorp; Freeport-McMoRan Inc.; Gilead Sciences Inc.; PG&E Corp.; Pinnacle West Capital Corp.; Prologis Inc.; Public Service Enterprise Group; Raytheon Technologies Corp.; Regions… [read post]
21 Nov 2023, 6:30 am
The companies improving their scores to join the Trendsetter ranks this year are Meta Platforms Inc.; Alliant Energy Corp.; American Electric Power Company Inc.; Archer Daniels Midland Co.; Celanese Corp.; CMS Energy Corp.; Equinix Inc.; Fifth Third Bancorp; Freeport-McMoRan Inc.; Gilead Sciences Inc.; PG&E Corp.; Pinnacle West Capital Corp.; Prologis Inc.; Public Service Enterprise Group; Raytheon Technologies Corp.; Regions… [read post]
17 Apr 2010, 5:00 am
Mar. 1, 2010), Standard Investment Chartered, Inc., (“Standard”) and Benchmark Financial Services (“Benchmark”), allege officials in the National Association of Securities Dealers (“NASD”) made material misrepresentations in the proxy statement for the consolidation of NASD & the regulatory division of NYSE into FINRA. [read post]
8 May 2012, 3:00 am
On many occasions for RFPs and marketing presentations, I have provided process diagrams of proposed services that clients can immediately relate to and then use as a benchmark for competitor comparisons. [read post]
2 May 2012, 6:29 am
FINRA announced that it has fined Citigroup Global Markets, Inc; Morgan Stanley & Co., LLC; UBS Financial Services; and Wells Fargo Advisors, LLC a total of more than $9.1 million for selling leveraged and inverse exchange-traded funds (ETFs) without reasonable supervision and for not having a reasonable basis for recommending the securities. [read post]
21 Jun 2012, 11:14 am
DMX, Inc. [read post]
27 Apr 2007, 11:17 pm
Enter Quest Software Inc.'s Compliance Suite for Windows. [read post]
19 Apr 2013, 8:49 am
As the Contract Services, Inc. [read post]
28 Aug 2012, 7:53 am
Perot Systems Government Services, Inc. [read post]
19 Aug 2020, 3:00 am
More recently, at the 2020 Abbott & Kindermann, Inc., annual conference, we noted that Governor Newsom was planning to pause a new state law requiring sola [read post]
20 Jun 2023, 11:41 am
So we mined the data to be able to share insightful benchmarks to others in the industry. [read post]
