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15 Jul 2019, 12:05 pm by Vishnu Kannan
Citizenship and Immigration Services. [read post]
3 Jul 2019, 7:00 am by Staff Attorney
Advisor Gordon Roberts (Roberts), currently employed by Berthel, Fisher & Company Financial Services, Inc. [read post]
24 Jun 2019, 1:41 pm by Vishnu Kannan
” The committee will call Tristan Harris, Co-Founder and Executive Director, Center for Humane Technology; Rashida Richardson, Director of Policy Research, AI Now Institute; Maggie Stanphill, Director, Google User Experience, Google, Inc.; and Stephen Wolfram, Founder and Chief Executive Officer, Wolfram Research. [read post]
3 Jun 2019, 9:22 am by Staff Attorney
  From March 2011 until October 2016 Blanco was associated with Hornor, Townsend & Kent, Inc. [read post]
21 May 2019, 8:48 am by ccollins
Tropiano has over 10 years in the securities industry; previously he was a registered broker with Key Investment Services, Natcity Investments, Inc., and McDonald Investments, Inc. [read post]
17 May 2019, 6:06 am
Securities and Exchange Commission, on Sunday, May 12, 2019 Tags: Audits, Internal control, Sarbanes–Oxley Act, SEC, SEC enforcement, Securities enforcement, Securities regulation, Small firms, SOX Section 404 CEO Ownership, Corporate Governance, and Company Performance Posted by Kosmas Papadopoulos, Institutional Shareholder Services, Inc., on Monday, May 13, 2019 Tags: Agency costs, Agency… [read post]
9 May 2019, 8:06 am by Cynthia Marcotte Stamer
If you found this article of interest, Solutions Law Press, Inc. invites you to check out other Solutions Law Press, Inc. publications. [read post]
30 Apr 2019, 1:28 pm by Staff Attorney
Advisor William Gordan (Gordan), currently employed by Capital Financial Services, Inc. [read post]
30 Apr 2019, 10:23 am by Cynthia Marcotte Stamer
For example, if the individual selects an app that the covered health care provider uses to provide services to individuals involving ePHI, the FAQs state that the health care provider may be subject to liability under the HIPAA Rules if the app impermissibly discloses the ePHI received. [read post]
1 Apr 2019, 12:07 pm by Cynthia Marcotte Stamer
As a part of this process, businesses and their leaders generally should plan to: Review subcontractor, temporary, lease employee, independent contractor and other outsourced labor and services relationship for potential risk of worker reclassification and tighten contracting and other procedures; Audit the position of each employee currently classified as exempt to assess its continued sustainability and to develop documentation justifying that characterization; Audit characterization of… [read post]
28 Mar 2019, 2:54 pm by Cynthia Marcotte Stamer
Other Defensive Actions To Minimize FLSA Exposures Whether or not the either of these proposed rule changes takes effect, U.S. businesses will want to strengthen their existing practices for classifying and compensating workers under existing Federal and state wage and hour laws, tighten contracting and other compliance oversight in relation to outsourced services, weigh options to clean up exposure areas, review insurance coverages and consider other options to minimize their potential… [read post]
27 Feb 2019, 7:40 am by ccollins
Among the largest holders of the bonds are institutional investors, including the states of Florida and Maryland, the US Federal Reserve, BlackRock Inc., and others. [read post]
25 Jan 2019, 12:00 am by David Lopez
Another recent survey found that healthcare executives are especially focused on an M&A strategy to assist their businesses in exceeding benchmarks set in 2018. [read post]
3 Jan 2019, 5:48 am by Silver Law Group
According to FINRA Disciplinary actions for December 2018, the following individuals were suspended from FINRA for failing to comply with a FINRA arbitration award or settlement agreement pursuant to FINRA rules: NAME FORMER EMPLOYERS    Albin, William   Waddell & Reed   Metlife Securities Inc   Allen, David   Avenir Financial Group   Gunnallen Financial, Inc   Boupon, Kean   Morgan Stanley   Merrill Lynch, Pierce, Fenner… [read post]
18 Dec 2018, 11:12 am by Silver Law Group
  First Southwest   Michael Giokas   Fortune Financial Services, Inc   Comprehensive Asset Management and Servicing   Travis Marks   Wells Fargo Advisors, LLC   JP Morgan Securities LLC   Richard Minichino   Next Financial Group, Inc   Wunderlich Securities, Inc   Thomas Park   Merrill Lynch, Pierce, Fenner & Smith Inc   Wells Fargo Clearing Services, LLC  … [read post]