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Eighth Circuit Finds Investors Are Not “Customer” of Managing Broker-Dealer of Securities Offering Under FINRA Rule 12200
31 Oct 2012, 3:00 pm by Kurt J. Schafers
  Berthel Fisher & Company Financial Services., Inc., et al. [read post]
Cosgrove Law Securities and Investment Blog - http://securitiesandinvestmentblog.blogspot.com/