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15 May 2024, 1:19 pm
APRA Sec. 13(c)(1)(B)(vi)(IV)&(V). [read post]
10 Apr 2024, 3:45 pm
This is particularly true for large corporate debtors, and this trend has held even during the most recent financial difficulties caused by the COVID-19 pandemic. [read post]
20 Oct 2023, 2:40 pm
Rules for all Private Fund Investment Advisers The Restricted Activities Rule restricts advisers from engaging in the following activities unless they are sufficiently disclosed or investor consent is obtained, as applicable: (i) allocating fees and costs from any governmental or regulatory investigation of the adviser to the fund; (ii) allocating regulatory or compliance fees, or fees or expenses associated with an examination, of the adviser to the fund; (iii) reducing carried interest… [read post]
9 Oct 2023, 2:34 pm
[iv] Indeed, the flexibility that dividend recaps offer is a significant selling point. [read post]
4 Oct 2023, 7:54 am
Jerry Black (listen to the livestream at 3pm CT!). [read post]
27 Jul 2023, 9:05 pm
These problems can be avoided in large part through (i) greater awareness of the fundamental AI-related role of corporate governance (i.e., “the Why? [read post]
20 Jun 2023, 7:09 pm
Part IV introduces three models of how international law might address the climate change problem. [read post]
28 May 2023, 12:03 pm
” The clock is ticking on the next five years, a reference to the rate period set by the Copyright Royalty Board in the Phonorecords IV proceeding. [read post]
9 May 2023, 9:01 pm
I. [read post]
3 Feb 2023, 11:55 am
(I’m summarizing but you get the idea.). [read post]
26 Jan 2023, 5:44 am
“It is well settled that no privilege can be claimed by the custodian of corporate records, regardless of how small the corporation may be” Bellis v. [read post]
14 Jan 2023, 11:33 am
Did an officer or director of The MLC, Inc. certify the completeness of the record in these findings in the corporate minute book? [read post]
15 Dec 2022, 8:00 am
Those CA RIAs that do not engage an auditor must, among other things: (i) provide notice of such custody on the Form ADV; (ii) maintain client assets with a qualified custodian; (iii) engage an independent party to act in the best interest of investors to review fees, expenses, and withdrawals; and (iv) retain an independent certified public accountant to conduct surprise examinations of assets.Other State RIAs. [read post]
15 Dec 2022, 4:00 am
Those CA RIAs that do not engage an auditor must, among other things: (i) provide notice of such custody on the Form ADV; (ii) maintain client assets with a qualified custodian; (iii) engage an independent party to act in the best interest of investors to review fees, expenses, and withdrawals; and (iv) retain an independent certified public accountant to conduct surprise examinations of assets.Other State RIAs. [read post]
29 Nov 2022, 4:13 am
Subpoena Duces Tecum Served on the Office of the Comptroller of the Currency, 145 F.3d 1422, 1424-25 & n.2 (D.C.Cir. 1998)(“[i]f the plaintiff’s cause of action is directed at the government’s intent, however, it makes no sense to permit the government to use the [deliberative process] privilege as a shield”). [read post]
22 Sep 2022, 1:12 am
"The web was woven curiously, The charm is broken utterly, Draw near and fear not,—this is I, The Lady of Shalott.'" (The Lady of Shalott (Part IV)). [read post]
17 Sep 2022, 1:26 pm
Introduction Today I will speak to the issue and construction of cages. [read post]
15 Aug 2022, 2:35 pm
I. [read post]
3 Jul 2022, 7:15 am
I. [read post]
30 May 2022, 7:46 am
The Black Sea reserve is not unique. [read post]
