Search for: "Black v. United States Securities and Exchange Commission" Results 1 - 20 of 120
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3 Apr 2024, 9:01 pm by renholding
As is customary, my remarks this morning are in my official capacity as Director of the Securities and Exchange Commission’s Division of Enforcement, and do not necessarily reflect the views of the Commission, the Commissioners, or other members of the staff. [read post]
22 Jan 2024, 9:01 pm by renholding
You are probably well acquainted with its successor, rule 506.[2] Prior to the adoption of former rule 146 in April 1974, the Commission did not have rules interpreting section 4(2) of the Securities Act.[3] As a result, issuers faced uncertainty in determining whether a sale of securities did not involve “any public offering” and in applying case law on the topic, including the Supreme Court’s decision in SEC v. [read post]
28 Dec 2023, 9:05 pm by Noah Brown
Food and Drug Administration (FDA) approved the first oral contraceptive available in the United States without a prescription. [read post]
19 Oct 2023, 9:05 pm by Gianna Hill
The Securities and Exchange Commission (SEC) adopted new rules to provide greater transparency around short selling, an activity where investors bet that a stock’s price will fall. [read post]
13 Oct 2023, 4:00 am by Jim Sedor
In exchange, he allegedly used his influence to protect three businesspeople and benefit the government of Egypt. [read post]
29 Sep 2023, 4:00 am by Jim Sedor
Yahoo News – Ken Dilanian and Frank Thorp V (NBC News) | Published: 9/27/2023 U.S. [read post]
29 Jun 2023, 9:15 pm by Sri Medicherla
Platt found that tipsters represented by lawyers—especially experienced lawyers and those who previously worked at the Securities and Exchange Commission—outperformed most other tipsters. [read post]
9 May 2023, 9:01 pm by renholding
There is reason to believe the SEC’s new universal proxy Rule 14a-19 will result in more stockholder nominees being elected to the boards of public companies. [read post]
15 Dec 2022, 9:05 pm by Katelynn Catalano
Securities and Exchange Commission advanced several proposals to change stock market rules. [read post]
15 Dec 2022, 8:00 am by CFM Admin
Although the project is being conducted in a purely experimental fashion using simulated data, the pilot can be seen as one of the first steps taken by a governmental agency towards creating a central bank digital currency.SEC v. [read post]
15 Dec 2022, 4:00 am by CFM Admin
Although the project is being conducted in a purely experimental fashion using simulated data, the pilot can be seen as one of the first steps taken by a governmental agency towards creating a central bank digital currency.SEC v. [read post]
12 Dec 2022, 9:05 pm by Ayo Aladesanmi
The environmental justice movement has a long and storied history in the United States. [read post]
15 Nov 2022, 5:56 am by Jonathan Hafetz
Then, when the Supreme Court effectively confirmed that CIA black sites were unlawful in 2006 by ruling in Hamdan v. [read post]
26 Aug 2022, 4:00 am by Jim Sedor
White Coats in the State Capital: OB-GYNs become political force in abortion wars Yahoo News – Alice Miranda Ollstein and Megan Messerly (Politico) | Published: 8/22/2022 Physicians, many of whom have never mobilized politically, are banding together in the wake of the Supreme Court overturning Roe v. [read post]
29 Jul 2022, 4:00 am by Jim Sedor
Stephen Buyer, Former GOP Congressman, Accused of Insider Trading MSN – Hamza Shaban (Washington Post) | Published: 7/25/2022 The Securities and Exchange Commission charged former U.S. [read post]
1 Jul 2022, 4:24 am by Emma Snell
Yesterday, the European Commission said it was in close contact with Lithuania and other member states and working on additional guidelines on applying E.U. sanctions. [read post]
7 Jun 2022, 10:32 am by Roger Parloff
The Indiana Election Commission denied the petition orally about a week later and the challenger did not appeal. [read post]