Search for: "Bloomberg L.P. v. SEC"
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18 Aug 2022, 5:29 am
The court remanded the Commission's order without vacating it (Bloomberg L.P. v. [read post]
9 Nov 2023, 9:01 pm
I arrived at the SEC in October 2006 to serve as counsel to Commissioner Paul Atkins. [read post]
29 Jan 2014, 9:14 am
Bloomberg L.P., No. 12-2412 (2d Cir. [read post]
18 Apr 2024, 9:01 pm
For example, the SEC charged a Deutsche Bank subsidiary with making materially misleading statements about its supposed ESG-related investment products.[10] According to the SEC’s order in that case, the firm marketed itself as a leader in ESG and claimed that it adhered to specific policies for integrating ESG considerations into its investments. [read post]
26 Apr 2024, 7:00 am
Moab Partners L.P. [read post]
8 Mar 2024, 2:36 pm
Bloomberg, L.P. [read post]
28 Mar 2023, 6:52 am
Bloomberg L.P. [read post]
16 Jan 2024, 1:19 pm
According to the SEC’s Rule 34-98738, which went into effect on Jan. 2, “[w]hile short selling can serve useful market purposes, such as facilitating price discovery, there are concerns that it could be used to drive down the price of a security, to accelerate a declining market in a security, or to manipulate stock prices. [read post]
