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31 Dec 2019, 8:13 am by CFM Admin
 Managers who no longer qualify for SEC registration as of the time of filing the annual Form ADV amendment must withdraw from SEC registration within 180 days after the end of of their fiscal year (June 29, 2020, for most managers), by filing a Form ADV-W. [read post]
8 Nov 2019, 6:30 am by ernst
Pp. 304. $30.00 hardcover (ISBN 9780300223989).Brandon Jett--Dan Ernst [read post]
14 Sep 2019, 6:35 pm
(Pix © Larry Catá Backer 2017)Flora Sapio and I are delighted to share with those interested the draft of our essay, Popular Consultation and Referendum in the Making of Contemporary Cuban Socialist Democracy Practice and Constitutional Theory. [read post]
13 Sep 2019, 5:49 am
Dicke and Vincent Barredo, Fenwick & West LLP, on Wednesday, September 11, 2019 Tags: Disclosure, Regulation FD, SEC, SEC enforcement, Securities enforcement, Securities regulation A Tale of Two Markets: Regulation and Innovation in Post-Crisis Mortgage and Structured Finance Markets Posted by William W. [read post]
22 Jul 2019, 4:44 pm by Sabrina I. Pacifici
This white paper, part of a project supported by a grant from The Andrew W. [read post]
7 Jun 2019, 6:09 am
Larcker (Stanford University), and Eva Zlotnicka (ValueAct Capital), on Tuesday, June 4, 2019 Tags: Boards of Directors, Corporate Social Responsibility, ESG, Institutional Investors, Long-Term value, Risk management, Stakeholders, Sustainability Why CalPERS and Colorado PERA Moved to Intervene in the Johnson & Johnson Mandatory Arbitration Case Posted by Matthew Jacobs (CalPERS), Adam Franklin (Colorado PERA) and Megan Peitzmeier (Colorado PERA),… [read post]
29 Dec 2018, 7:34 am by Erik J. Heels
To those who call Boston Red Sox fans ‘insufferable’ I say this: I suffered for 38 years. [read post]