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5 Oct 2017, 8:52 am by John Jascob
By Brad Rosen, J.D.CFTC Commissioner Brian Quintenz, in delivering his first major address since being sworn in to the commission in August of this year, announced his strong support to advance and promote innovation in financial marketplaces, but also offered harsh criticism for certain regulatory initiatives set in motion under the prior administration. [read post]
6 Jun 2018, 7:55 am by John Jascob
By Brad Rosen, J.D.The first open meeting of the CFTC under the chairmanship of J. [read post]
16 Feb 2018, 6:59 am by John Jascob
By Brad Rosen, J.D.Commissioner Brian Quintenz led off the first meeting of the CFTC’s Technology Advisory Committee (TAC) in 22 months, noting the rapid evolution of technological developments in the derivative markets even since the committee’s last gathering in 2016. [read post]
16 Oct 2017, 9:52 am by John Jascob
By Brad Rosen, J.D.In a significant development towards cross border harmonization with the European Commission, CFTC Chairman J. [read post]
6 Dec 2018, 7:44 am by John Jascob
Commissioner Brian Quintenz took the opportunity to advance his view regarding the role of leverage ratios in the risk management mix as he weighed in from his overseas travels. [read post]
3 Feb 2020, 9:18 am by John Jascob
By Brad Rosen, J.D.At its recent open meeting, the CFTC approved a proposed rule on speculative position limits to conform with the Dodd-Frank amendments of the Commodity Exchange Act (CEA), as well as a proposed rule amending certain swap execution facility (SEF) and real-time reporting requirements. [read post]
8 Sep 2022, 3:05 pm by bndmorris
Rosen’s article Deterring Pre-Viability Abortions in Texas Through Private Lawsuits was cite din the following article: Michael T. [read post]
24 Sep 2021, 6:03 am
Carlin, Wachtell, Lipton, Rosen & Katz, on Tuesday, September 21, 2021 Tags: Audits, Internal control, Misconduct, SEC enforcement, Securities enforcement, Securities regulation, Whistleblowers SPACs: Insider IPOs Posted by Usha R. [read post]
1 May 2020, 6:02 am
McLeod, and Anitha Reddy, Wachtell, Lipton, Rosen & Katz, on Friday, April 24, 2020 Tags: Board composition, Boards of Directors, California, Derivative actions, Diversity, Shareholder suits, State law, U.S. federal courts Re-Thinking Long-Term Performance Plan Periods Within the Context of COVID-19 Posted by Brian Lane, Linda Pappas, and Peter Ringlee, Pay Governance LLC, on Saturday, April 25, 2020 … [read post]
1 Sep 2023, 6:30 am
Evidence from a Natural Experiment Posted by Hwanki Brian Kim (Baylor University), Woojin Kim (Seoul National University), and Mathias Kronlund (Tulane University), on Tuesday, August 29, 2023 Tags: Corporate cash, investments, natural experiment, payout policy, tax, tax reform, wages Dealing with Activist Hedge Funds and Other Activist Investors Posted by Martin Lipton, Wachtell Lipton Rosen & Katz, on Tuesday, August 29, 2023 Tags: activist investors, Asset Managers,… [read post]
10 Nov 2022, 12:22 pm by bndmorris
Brian Shannon, Executing Scott Panetti would be an appalling injustice, Austin American-Statesman (TX) 2022 WLNR 33824559 (Oct. 22, 2022). [read post]