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2 Oct 2019, 3:16 am
Investigations: Key Questions When You Get An Investigative Request – Broc Romanek [read post]
11 Jan 2019, 2:59 am
– Broc Romanek [read post]
29 Apr 2009, 3:20 am
- Broc Romanek [read post]
8 Jul 2011, 4:02 am
These Minneapolis folks can really boogie: And here is a video from the Society's Annual Conference held in Colorado a few weeks ago during the plenary session: And I would be remiss if I didn't share this picture of me with my good friend Neal Smith of CSC in his snazzy jacket during the Conference's opening reception: - Broc Romanek [read post]
22 Feb 2013, 4:52 am
- Broc Romanek [read post]
7 Apr 2014, 4:29 am
- Broc Romanek [read post]
4 Mar 2016, 3:59 am
Now, as this Reuters article explains, the SEC has brought an action in court against nine defendants… – Broc Romanek [read post]
9 Jul 2013, 3:51 am
Here are some of the latest entries: - Shareholder Proposals: Leadership Changes - Proxy Access Proposal Barely Passes at Verizon - Law Mandates CalPERS/CalSTRS Support Shareholder Proposals Supporting Religious Minorities - Audit Committee Disclosure Trends - European Commission Moves on ESG Reporting - Broc Romanek [read post]
6 Aug 2010, 4:31 am
- SEC Loses Insider Trading Case - But Wins War on Swap Jurisdiction - More on "Drafting Standing Delegations of Authority from the Board: Factors to Consider" - Broc Romanek [read post]
19 Nov 2010, 4:08 am
- Broc Romanek [read post]
25 Nov 2015, 4:02 am
I’m going to be listening to the one-man band of Zach Deputy… – Broc Romanek [read post]
27 Jan 2014, 3:52 am
- Broc Romanek [read post]
20 May 2010, 4:16 am
- Broc Romanek [read post]
13 Jul 2015, 2:50 am
” Last week, the FASB reaffirmed its decision back in April to defer the effective date of the new revenue standard (ASU 2014-09) for one year (and allow early adoption as of the original effective date)… – Broc Romanek [read post]
5 Apr 2017, 3:29 am
– Broc Romanek [read post]
13 Feb 2014, 3:51 am
" - Broc Romanek [read post]
27 May 2010, 4:58 am
" - Broc Romanek [read post]
16 Sep 2011, 1:44 am
Now that the SEC's stay is being lifted, it's a good time to gauge how many shareholder proposals dealing with proxy access do you think will be submitted to companies next proxy season: Online Surveys & Market Research - Broc Romanek [read post]
30 Mar 2012, 4:35 am
- Broc Romanek [read post]
20 Jun 2016, 3:50 am
On the same day, both companies separately entered into non-prosecution agreements (“NPAs”) with the SEC, only the second and third FCPA NPAs from the SEC… You gotta love any SEC case that uses the phrase “Bacchanalian Adventure”… – Broc Romanek [read post]
