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1 Jul 2016, 3:58 am
Neal Smith & I doing our obligatory annual photo… – Broc Romanek [read post]
30 Jun 2016, 9:26 am
If you’re not a member of TheCorporateCounsel.net, try a “Half Price for Rest of ’16” no-risk trial now… – Broc Romanek [read post]
30 Jun 2016, 3:14 am
– Broc Romanek [read post]
29 Jun 2016, 3:36 am
– Broc Romanek [read post]
28 Jun 2016, 3:13 am
” – Broc Romanek [read post]
27 Jun 2016, 3:17 am
– Broc Romanek [read post]
24 Jun 2016, 3:39 am
– Environmental-Related Disclosures: Companies Facing Increasing Scrutiny – Shareholder Proposal Trends – Broadridge’s ’15 Proxy Season Stats – Broc Romanek [read post]
23 Jun 2016, 3:42 am
More later… – Broc Romanek [read post]
22 Jun 2016, 3:58 am
– Broc Romanek [read post]
21 Jun 2016, 3:36 am
Anyway, this is how Intel described how the meeting would work in its proxy statement – compare that to what Hewlett-Packard disclosed in this year’s proxy statement when it held a virtual-only meeting again… In this blog, Cooley’s Cydney Posner describes a recent Financial Times article on virtual-only meetings… – Broc Romanek [read post]
20 Jun 2016, 3:50 am
On the same day, both companies separately entered into non-prosecution agreements (“NPAs”) with the SEC, only the second and third FCPA NPAs from the SEC… You gotta love any SEC case that uses the phrase “Bacchanalian Adventure”… – Broc Romanek [read post]
17 Jun 2016, 3:39 am
Also see this piece noting that nearly 1200 companies filed a Form SD by the June 1st deadline… – Broc Romanek [read post]
16 Jun 2016, 4:12 am
– Broc Romanek [read post]
15 Jun 2016, 3:25 am
’ – Broc Romanek [read post]
14 Jun 2016, 3:04 am
– Broc Romanek [read post]
13 Jun 2016, 3:16 am
” – Broc Romanek [read post]
10 Jun 2016, 7:16 am
by Broc Romanek in TheCorporateCounsel.net Hat tip to Bjorn Hall of Fundrise for letting me know that the Fundrise Real Estate Investment Trust, LLC (which they lovingly call the “Income eREIT”) filed the first-ever “Annual Report on Form 1-K” back in late April. [read post]
10 Jun 2016, 3:13 am
See this report about the revolving door between the staff of the House Financial Services committee and the financial industry… – Broc Romanek [read post]
9 Jun 2016, 3:09 am
FINRA Proposes Changes to Communications Rules As noted in this memo, FINRA recently filed proposed revisions to its communications rules with the SEC that include a few substantive revisions to existing rules, eases some burdensome filing requirements and leaves the door open for future changes… Sights & Sounds: “Women’s 100 Conference ’16” This 1-minute video captures the sights & sounds of the “Women’s 100” events that just wrapped up in DC… [read post]
8 Jun 2016, 3:38 am
Here’s an anonymous poll about what you’ve been advising: survey hosting – Broc Romanek [read post]
