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7 Jun 2016, 3:57 am
– Broc Romanek [read post]
5 Jun 2016, 11:17 pm
I’ve posted memos on the Tilton & other decisions in our “SEC Enforcement” Practice Area… – Broc Romanek [read post]
3 Jun 2016, 3:38 am
XBRL: Errors Going Down According to this press release from XBRL USA, error rates in XBRL filings are down significantly – also see this graph comparison… – Broc Romanek [read post]
2 Jun 2016, 3:13 am
– Broc Romanek [read post]
1 Jun 2016, 2:21 am
– Broc Romanek [read post]
31 May 2016, 3:34 am
Manning – that the ’34 Act’s exclusive federal jurisdiction provisions do not preclude a claimant from pursuing state law securities claims in state court… – Broc Romanek [read post]
27 May 2016, 3:32 am
– Broc Romanek [read post]
26 May 2016, 3:18 am
– Broc Romanek [read post]
25 May 2016, 3:45 am
” – Broc Romanek [read post]
24 May 2016, 3:37 am
– Broc Romanek [read post]
23 May 2016, 3:04 am
– Broc Romanek [read post]
20 May 2016, 3:28 am
SEC Commissioners: Two Nominees Passed By Committee (But Still Might Not Be Confirmed) Yesterday, as noted in WSJ article, the Senate Banking Committee approved of the two SEC Commissioner nominees – Lisa Fairfax and Hester Peirce – by a voice vote about six weeks after their hearing was suddenly curtailed, but there still could be trouble in obtaining confirmation on the Senate floor, according to the article… – Broc Romanek [read post]
19 May 2016, 3:08 am
– Broc Romanek [read post]
18 May 2016, 2:51 am
SEC Enforcement Chief Gives Update on Private Equity In this blog, Steve Quinlivan covers this speech by Andrew Ceresney, Director of the SEC’s Division of Enforcement, about the SEC’s private equity enforcement initiative… – Broc Romanek [read post]
17 May 2016, 3:02 am
– Broc Romanek [read post]
16 May 2016, 3:43 am
” – Broc Romanek [read post]
13 May 2016, 2:42 am
Time surely flies… – Broc Romanek [read post]
12 May 2016, 3:21 am
” – Broc Romanek [read post]
11 May 2016, 2:58 am
Here are some of the latest entries: – Nominating Committee: Heightened Scrutiny & Responsive Tips – Why Open Door Policies Don’t Work – CIOs/CISOs Pressured to Unleash IT Projects Prematurely – Stanford/S&C Launch FCPA Database – Helping the Board Understand & Impact Corporate Culture – Social Media Analytics: Corporate Investigations Tool – Broc Romanek [read post]
10 May 2016, 3:05 am
– Investor Policies: Board Tenure & Retirement Ages – Splunk’s Proxy Access Disclosure – BlackRock’s Engagement Activity – Proxy Access: NYC Comptroller Reports More Success – Broc Romanek [read post]
