Search for: "Broc Romanek"
Results 481 - 500
of 2,152
Sort by Relevance
|
Sort by Date
1 Apr 2016, 3:27 am
– Broc Romanek [read post]
31 Mar 2016, 3:07 am
– Broc Romanek [read post]
30 Mar 2016, 3:11 am
You can weigh in anonymously about the SEC’s ALJ controversy in this poll: online survey – Broc Romanek [read post]
25 Mar 2016, 3:03 am
” This follows the “request for comment” that the SEC put out about Regulation S-X last September… – Broc Romanek [read post]
23 Mar 2016, 3:31 am
– Broc Romanek [read post]
18 Mar 2016, 3:34 am
I’ve been posting memos on Sanofi in our “Securities Litigation” Practice Area… – Broc Romanek [read post]
17 Mar 2016, 3:56 am
– Broc Romanek [read post]
16 Mar 2016, 3:18 am
So clearly something was wrong with Edgar here… Here’s how the Edgar framework works – Filings submitted after 5:30 pm eastern receive the next business day’s filing date and are disseminated to the public at 6:00 am on the next business day – except the following submission types are exceptions and receive the same day’s filing date if filed by 10:00 pm eastern (the first three are disseminated the same day): – Section 16 filings (3, 3/A, 4, 4/A, 5, 5/A)… [read post]
15 Mar 2016, 3:29 am
Here’s PCAOB Chair Doty’s remarks… – Broc Romanek [read post]
14 Mar 2016, 3:00 am
– Broc Romanek [read post]
11 Mar 2016, 3:13 am
– Broc Romanek [read post]
10 Mar 2016, 3:44 am
If I’m reading it correctly, over 16k requests were processed last year… Poll: Checking for Stop Orders Here’s a poll on your beliefs on checking for a stop order: customer surveys – Broc Romanek [read post]
9 Mar 2016, 3:26 am
But I did notice that two petitions submitted a while back were shorter than what I have seen – this one that is 4 paragraphs long and this one that appears to have been transcribed by the SEC after receiving it in handwritten form (scroll down past the top page to see the handwriting)… – Broc Romanek [read post]
8 Mar 2016, 3:05 am
– Broc Romanek [read post]
7 Mar 2016, 3:51 am
” This blog by “The Activist Investor” entitled “Shareholder Enragement Redux” throws shade at the idea of investors sitting down with Jamie Dimon and Warren Buffett to write best practices for corporate governance to support long-term ownership… – Broc Romanek [read post]
4 Mar 2016, 3:59 am
Now, as this Reuters article explains, the SEC has brought an action in court against nine defendants… – Broc Romanek [read post]
3 Mar 2016, 12:38 am
” – Broc Romanek [read post]
2 Mar 2016, 3:25 am
– Broc Romanek [read post]
1 Mar 2016, 3:21 am
– Broc Romanek [read post]
29 Feb 2016, 3:14 am
Nasdaq has not yet put out a proposal on this – and presumably will use the survey results to help form their opinion on this topic… – Broc Romanek [read post]
