Search for: "Bruce Carton"
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21 Feb 2010, 8:12 pm
“You are my creator, but I am your master — obey! [read post]
20 Feb 2010, 9:00 am
Details Emerge on SEC Office of Market Intelligence by Bruce Carton in Compliance Week One of the first tools that the Securities Exchange Commission launched after it ushered itself into the Internet era in the mid-1990s… Read more » —- New York City Enacts New Rules for Its Pension Fund Investments February 18, 2010 New York City Comptroller John C. [read post]
19 Feb 2010, 5:00 am
Details Emerge on SEC Office of Market Intelligence by Bruce Carton in Compliance Week One of the first tools that the Securities Exchange Commission launched after it ushered itself into the Internet era in the mid-1990s was the “Enforcement Complaint Center,” a fancy name for an e-mail box at the SEC where the public could send tips. [read post]
12 Feb 2010, 4:00 am
The credit goes to Bruce Carton, who read about the idea and liked it. [read post]
8 Feb 2010, 8:15 am
As our more astute readers will have noticed, the “Posted by” name at the bottom of this post is neither Bruce Carton nor Robert J. [read post]
5 Feb 2010, 5:00 am
CFTC: Billy Ray and Winthrop Were Not Insider Traders by Bruce Carton in Compliance Week’s Enforcement Action. [read post]
4 Feb 2010, 5:00 am
Bruce Carton at Legal Blog Watch has added three items to his growing checklist for bank robbers, which seems like an extremely handy reference that I bet bank robbers don't even thank him for. [read post]
29 Jan 2010, 4:57 am
Following so soon on the heels of Carolyn Elefant's "retirement", I can only speculate that the burden of keeping up with the energy and humor of Bruce Carton, Carolyn's replacement, was more than Bob could bear. [read post]
22 Jan 2010, 5:00 am
by Bruce Carton for Compliance Week’s Enforcement Action Today, though, the SEC filed a settled enforcement action charging Charles J. [read post]
21 Jan 2010, 9:32 pm
Bruce Carton analyzes the provisions of a House-passed bill that would open up aider and abetter liability, establish securities whistleblower bounties, expand extraterritorial jurisdiction, and stimulate litigation in a variety of other ways.... [read post]
13 Jan 2010, 12:01 pm
The blogging participants: Todd Sullivan of Value Plays Cate Long of Seeking Alpha Bruce Carton of Securities Docket Tom Gorman of SEC Actions Laura Richman of Mayer Brown Francine McKenna of Re: The Auditors Mr. [read post]
24 Dec 2009, 4:23 am
Bruce Carton, who has taken over Legal Blog Watch from Carolyn Elefant and uses his wonderful sense of humor to offset the very serious Bob Ambrogi, runs through a list from New York Magazine. 1. [read post]
21 Dec 2009, 1:54 pm
Send us your thoughts, in a handful of lines, looking ahead to 2010...That's what we've been asking the lawyers and legal professionals in our circle. [read post]
17 Dec 2009, 1:03 pm
Bruce Carton in the Law Blog Watch, reports that one London law firm, Lloyd Platt & Company, is offering a gift voucher that entitles the bearer to a consultation with a divorce lawyer. [read post]
6 Dec 2009, 7:50 am
Robert Ambrogi and Bruce Carton find newsworthy stories in the legal field. [read post]
6 Dec 2009, 7:50 am
Robert Ambrogi and Bruce Carton find newsworthy stories in the legal field. [read post]
30 Nov 2009, 1:01 pm
I am proud to say that three projects in which I am involved made the list: Legal Blog Watch, which I co-author with Bruce Carton of Securities Docket and formerly with Carolyn Elefant of MyShingle.com. [read post]
24 Nov 2009, 10:44 am
The facts of the case get a nice writeup from Bruce Carton, over at the Legal Blog Watch. [read post]
20 Nov 2009, 9:00 am
Be Careful Telling Therapist About Insider Trading by Bruce Carton for Enforcement Action The U.S. [read post]
19 Nov 2009, 3:59 am
By the way, you may want to read Bruce Carton's recent blog about whether the number of followers you have on Twitter may impact a client's hiring decision. [read post]
