Search for: "Bruce Carton" Results 81 - 100 of 254
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20 Oct 2009, 3:19 pm
As reported by Bruce Carton in an article posted on Legal Blog Watch today, the lawsuits and countersuits stemming from charges of misuse of estate funds and seeking control over various assets have been settled, the family seeking to move on and preserve the legacy of their late father. [read post]
7 Jul 2010, 8:46 am by Eric Lipman
I'm tempted to refer this matter to Judge Carton for a ruling, but, alas, this guy has already dismissed the case: Sorry, Bruce. [read post]
28 Dec 2010, 6:47 am by Kevin LaCroix
The webcast panel, which will include Compliance Week editor Matt Kelly, Francine McKenna (re: The Auditors) , Mike Koehler (aka the "FCPA Professor"), Francis Pileggi (Delaware corporate law guru), Tracy Coenen (The Fraud Files), Lyle Roberts (The 10b-5 Daily) and Securities Docket's Bruce Carton, will look back at 2010's most significant events and trends in the areas of corporate compliance, auditor issues, the Foreign Corrupt Practices Act, Delaware corporate law, D&O insurance… [read post]
28 May 2010, 6:31 am by Robert Ambrogi
(Meanwhile, Bruce Carton and Eric Lipman have now taken over posting duties at LBW.) [read post]
17 Jul 2009, 8:13 am
References: Christopher Cox, Former SEC Chairman, Heads to Bingham from Law.com and the National Law Journal Former SEC Chairman Christopher Cox to Join Bingham McCutchen in Orange County from Bruce Carton of Securities Docket [read post]
14 Mar 2009, 5:00 am
At my recent presentation with Bruce Carton, Web 2.0 - Leveraging New Media to Maximize Your Securities & Compliance Practice, Bruce and I kept an eye on the Twitter backchannel. [read post]
14 Mar 2009, 5:00 am
At my recent presentation with Bruce Carton, Web 2.0 - Leveraging New Media to Maximize Your Securities & Compliance Practice, Bruce and I kept an eye on the Twitter backchannel. [read post]
18 Feb 2009, 6:01 am
Bruce Carton points out that one of Stanford's own lawyers has emerged as a key figure in the matter: Attorney for Stanford's "Disaffirmation" of Prior Statements Was Red Flag for SEC. [read post]
30 Jul 2014, 6:14 am by Doug Cornelius
Sources: Meet the SEC’s 6,500 Whistleblowers by Mawwell Murphy in the Wall Street Journal FOIA Response Sheds Light on Backgrounds of SEC Whistleblowers by Bruce Carton in Compliance Week 2013 Annual Report on the Dodd-Frank Whistleblower Program How Well is the SEC’s Whistleblower Program Working? [read post]
30 Nov 2009, 1:01 pm by Robert Ambrogi
I am proud to say that three projects in which I am involved made the list: Legal Blog Watch, which I co-author with Bruce Carton of Securities Docket and formerly with Carolyn Elefant of MyShingle.com. [read post]
1 Mar 2009, 4:39 pm
Thanks to Bruce Carton and Securities Docket for pointing out the interview: Sunday Night: Harry Markopolos on 60 Minutes. [read post]
28 Apr 2014, 7:20 am by Doug Cornelius
References: OCIE Cybersecurity Initiative SEC to Launch Cybersecurity Exams of Investment Firms, Offers Sample Document Requests by Bruce Carton in Compliance Week SEC Releases Cybersecurity Examination Roadmap by Debevoise & Plimpton LLP Hacker is by Dani Latore CC BY SA [read post]
15 Nov 2010, 7:31 am by Ronald V. Miller, Jr.
You can also find a full summary from Bruce Carton's post on the Legal Watch Blog. [read post]
14 Oct 2011, 5:00 am by Doug Cornelius
The Importance of a Strong Insider-Trading Compliance Program by Bruce Carton in Securities Docket The short answer to the question of whether public companies have exposure to liability for insider trading by employees is, in theory, yes. [read post]
23 Mar 2009, 12:00 pm
Thanks to Bruce Carton of Securities Docket for pointing out this report (via Twitter). [read post]
19 Jul 2009, 6:15 pm
"citing to a Law.com Legal Blog Watch posting by guest blogger Bruce Carton, "editor of Securities Docket, an online publication that tracks securities litigation and enforcement developments on a global basis. [read post]
28 Mar 2009, 4:00 am
Thanks to Bruce Carton of Securities Docket for pointing out The Bernard Madoff Trading Card. [read post]
11 Mar 2010, 5:00 am by The Greatest American Lawyer
,  the author, Bruce Carton, discusses a recent article posted on the laweyrist.com blog entitled, “Is Digital Court the Wave of the Future?”.  [read post]
5 Sep 2012, 11:11 pm by Kevin
Posted by Bruce Carton at Legal Blog Watch, who got it from the Legal Writing Prof Blog. [read post]
5 Nov 2010, 5:00 am by Doug Cornelius
Ethisphere’s 20 Ethics & Compliance Officers ‘Who Matter’ by Bruce Carton in Compliance Week‘s Enforcement Action Are you an attorney who matters in the world of ethics and compliance? [read post]