Search for: "Bruce Dodd"
Results 1 - 20
of 106
Sort by Relevance
|
Sort by Date
18 Nov 2022, 6:30 am
Bebchuk, Kobi Kastiel, Anna Toniolo (Harvard Law School), on Monday, November 14, 2022 Tags: Corporate disputes, Mergers & acquisitions, Poison pills, Stakeholders, Twitter SEC Finalizes New Clawback Rules Posted by Mike Kesner, Lane Ringlee, Pay Governance LLC, on Tuesday, November 15, 2022 Tags: Clawbacks, Compensation disclosure, Dodd-Frank Act, Financial reporting, SEC, SEC rulemaking Does Voluntary Financial Disclosure Matter? [read post]
18 Nov 2022, 6:30 am
Bebchuk, Kobi Kastiel, Anna Toniolo (Harvard Law School), on Monday, November 14, 2022 Tags: Corporate disputes, Mergers & acquisitions, Poison pills, Stakeholders, Twitter SEC Finalizes New Clawback Rules Posted by Mike Kesner, Lane Ringlee, Pay Governance LLC, on Tuesday, November 15, 2022 Tags: Clawbacks, Compensation disclosure, Dodd-Frank Act, Financial reporting, SEC, SEC rulemaking Does Voluntary Financial Disclosure Matter? [read post]
4 Jul 2022, 9:05 pm
SEC[4] seems destined to reach the Supreme Court, at which point the Court will also have to consider not only Jarkesy’s requirement of a jury trial, but also its second holding: that the SEC’s authority to bring enforcement actions, either in federal court or administratively, is an unconstitutional delegation of legislative power, because the Dodd-Frank Act gave the SEC no guidance on when to bring administrative versus judicial actions. [read post]
17 Jun 2022, 6:27 am
Practical Stake Posted by Bruce F. [read post]
17 Jun 2022, 6:27 am
Practical Stake Posted by Bruce F. [read post]
5 Mar 2021, 6:03 am
Louks, McDermott, Will & Emery LLP, on Monday, March 1, 2021 Tags: Artificial intelligence, Compliance & ethics, Compliance and disclosure interpretation, DOJ, Financial technology, Securities enforcement Shareholder Activists Gear Up for a Busy 2021 – With New Tools and Tactics Posted by Bruce H. [read post]
15 Jan 2021, 5:58 am
Kahan, Wachtell, Lipton, Rosen & Katz, on Thursday, January 14, 2021 Tags: Dodd-Frank Act, ESG, Executive Compensation, ISS, Pay for performance, Proxy advisors, Proxy voting, Say on pay, Section 162(m) DeFi and the Future of Finance Posted by Campbell R. [read post]
21 Sep 2020, 9:42 am
The Dodd-Frank Act mandated the creation of the CAB to advise and consult with the Bureau’s Director on a variety of consumer financial issues. [read post]
24 Jan 2020, 7:18 am
Hardiman, Sullivan & Cromwell LLP, on Wednesday, January 22, 2020 Tags: Boards of Directors, Controlling shareholders, Delaware cases, Delaware law, Merger litigation, Mergers & acquisitions, Private equity, Shareholder voting Towards a Common Language for Sustainable Investing Posted by Barbara Novick, BlackRock, Inc., on Wednesday, January 22, 2020 Tags: Accountability, Asset management, BlackRock, Climate… [read post]
20 May 2019, 5:00 am
Becoming a commissioner and embracing Dodd-Frank. [read post]
20 Jun 2018, 6:30 am
Christopher Giancarlo and Chief Economist Bruce Tuckman discussed the agency’s plans for continued swaps reform, including in the areas of swaps clearing, reporting, execution, capital requirements, and end user exceptions. [read post]
27 Apr 2018, 6:03 am
Although Dodd-Frank did not except small banks from the clearing requirement, it specifically invited the CFTC to do so. [read post]
30 Mar 2018, 6:01 am
Goldstein, Schulte Roth & Zabel LLP, on Sunday, March 25, 2018 Tags: Boards of Directors, Hedge funds, Institutional Investors, Long-Term value, Proxy advisors, Proxy contests, Shareholder activism, Shareholder voting Senate Rollback of Dodd-Frank Posted by Lee Meyerson, Keith Noreika, and Mark Chorazak, Simpson Thacher & Bartlett LLP, on Monday, March 26, 2018 Tags: Banks, Dodd-Frank Act, Financial… [read post]
2 Mar 2018, 6:09 am
The Supreme Court and the Scope of Whistleblowing Anti-retaliation Protections Posted by Cydney Posner, Cooley LLP, on Friday, February 23, 2018 Tags: Disclosure, Dodd-Frank Act, Exchange Act, Misconduct, Rule 21F-2, Sarbanes–Oxley Act, SEC, Securities regulation, Supreme Court, U.S. federal courts, Whistleblowers Public Company Cybersecurity Disclosures Posted by Kara M. [read post]
5 Feb 2018, 8:36 am
Bruce Tuckman, to develop a more accurate measurement of the swaps market, with a specific focus on the market’s risk transfer functions. [read post]
14 Oct 2016, 6:05 am
Bachelder III, McCarter & English LLP, on Thursday, October 13, 2016 Tags: Accounting, Banks, Bonuses, Clawbacks, Disclosure, Dodd-Frank Act, Equity-based compensation, Executive Compensation, Financial institutions, Incentives, Management, Misconduct, Pay for performance, Risk management,Sarbanes–Oxley Act [read post]
22 Sep 2016, 4:42 pm
Here is Bruce’s guest post. [read post]
11 Aug 2016, 6:16 am
It took six years since the passage of Dodd-Frank, but in January 2016, the SEC announced the first-ever whistleblower award to an outsider. [read post]
28 Jul 2016, 1:59 pm
Louis and Lawrence Koplow; Managing a Practice from the Stone Age to the Digital Age in 10 Easy Steps, taught by Bruce Edge and Matt Dodd; Writing Winning Appeals, taught by Don Ramsell and Michelle Behan. [read post]
28 Jul 2016, 1:59 pm
Louis and Lawrence Koplow; Managing a Practice from the Stone Age to the Digital Age in 10 Easy Steps, taught by Bruce Edge and Matt Dodd; Writing Winning Appeals, taught by Don Ramsell and Michelle Behan. [read post]
