Search for: "By STANLEY REED"
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30 Jan 2019, 12:56 pm
Towt & Assoc Wilde, Maurice Newbridge Securities Corp IFS Securities Wood, Stephen UBS Financial Services Inc Morgan Stanley Silver Law Group represents investors in securities and investment fraud cases through FINRA arbitration or court. [read post]
3 Jan 2019, 5:48 am
According to FINRA Disciplinary actions for December 2018, the following individuals were suspended from FINRA for failing to comply with a FINRA arbitration award or settlement agreement pursuant to FINRA rules: NAME FORMER EMPLOYERS Albin, William Waddell & Reed Metlife Securities Inc Allen, David Avenir Financial Group Gunnallen Financial, Inc Boupon, Kean Morgan Stanley Merrill Lynch, Pierce, Fenner… [read post]
29 Oct 2018, 12:07 pm
Department of Justice from 1963 to 1966 and served as a law clerk for the Honorable Earl Warren, the Honorable Stanley Reed and the Honorable Harold Burton at the U.S. [read post]
26 Oct 2018, 1:28 pm
Department of Justice from 1963 to 1966 and served as a law clerk for the Honorable Earl Warren, the Honorable Stanley Reed and the Honorable Harold Burton at the U.S. [read post]
24 Oct 2018, 4:33 pm
In the following guest post, John Reed Stark, President of John Reed Stark Consulting and former Chief of the SEC’s Office of Internet Enforcement, takes a look at the SEC’s track record in this area and calls for the agency to reinforce its efforts to police outsider trading. [read post]
17 Oct 2018, 9:26 am
' Importantly, it seems quite plausible that Chief Justice Earl Warren, had he not felt compelled to placate Justice Stanley Reed — the last holdout for Jim Crow — could have written a more muscular opinion in Brown. [read post]
16 Oct 2018, 8:17 am
” Importantly, it seems quite plausible that Chief Justice Earl Warren, had he not felt compelled to placate Justice Stanley Reed — the last holdout for Jim Crow — could have written a more muscular opinion in Brown. [read post]
28 Aug 2018, 11:20 am
Scott Hartman Morgan Stanley Sanford C. [read post]
11 Jun 2018, 2:44 am
In the following guest post, John Reed Stark, President of John Reed Stark Consulting and former Chief of the SEC’s Office of Internet Enforcement, takes a look at a particular aspect of this lawyer-client relationship, the question of whether the lawyers should accept cryptocurrency in payment of fees. [read post]
4 Jun 2018, 6:30 am
Morgan Securities LLC Jonathan Richard Lake Morgan Stanley Wells Fargo Clearing Services LLC Maroof Miyana Legend Securities, Inc IAA Financial LLC Roberto Montano Waddell & Reed U.S. [read post]
16 Apr 2018, 4:48 pm
In the following guest post, John Reed Stark, President of John Reed Stark Consulting and former Chief of the SEC’s Office of Internet Enforcement, reviews the highest profile examples of cryptocurrency celebrity endorsements, and the proposes a list of cryptocurrency caveats, for celebrities and for everyone else as well. [read post]
11 Apr 2018, 9:51 am
He is currently registered with Morgan Stanley in New York, and has been since June 2009. [read post]
2 Apr 2018, 4:03 pm
David Fontaine John Reed Stark As I noted in a post at the time, on February 21, 2018, the SEC released its cybersecurity disclosure guidance for publicly traded companies. [read post]
2 Feb 2018, 6:25 am
[More…] Ex-Morgan Stanley advisers used clients’ cash to fund wind farm project: feds Two former Morgan Stanley advisers have agreed to plead guilty to US charges that they misused client funds to invest in a wind farm project they were involved with, federal prosecutors said on Wednesday. [read post]
29 Jan 2018, 11:28 pm
In the following guest post, John Reed Stark, President of John Reed Stark Consulting and former Chief of the SEC’s Office of Internet Enforcement, takes a look at the SEC’s cryptocurrency related focus on gatekeeper liability. [read post]
17 Jan 2018, 10:22 am
Roosevelt appointed a committee, chaired by Stanley Reed and including two other Supreme Court Justices, Felix Frankfurter and Frank Murphy, to study the question. [read post]
22 Dec 2017, 8:38 am
John Marshall Harlan Louis Brandeis Stanley Forman Reed Fred Vinson 4) Which Prohibition-era justice, after being sent three bottles of wine, made this pseudo-constitutional determination: “The 18th Amendment forbids manufacture, transportation and importation. [read post]
24 Jun 2017, 8:15 am
He clerked for US Supreme Court justices Stanley Reed and Earl Warren, including service on the President's Commission on the Assassination of President Kennedy. [read post]
22 Jun 2017, 3:15 am
In later years, Solicitors General Robert Jackson, Stanley Reed and Elena Kagan would move onto the Supreme Court. 7. [read post]
14 Jun 2017, 10:03 am
Joined by Justices Owen Roberts and Stanley Reed in dissent, but writing alone, Frankfurter holds fast to a strong notion of judicial restraint: As a member of this Court, I am not justified in writing my private notions of policy into the Constitution, no matter how deeply I may cherish them or how mischievous I may deem their disregard. [read post]
