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2 Jan 2014, 12:04 pm
Our colleague Frank C. [read post]
2 Jan 2014, 11:59 am
Our colleague Frank C. [read post]
5 Apr 2012, 4:11 am
SEC Issues Latest Dodd-Frank Mandated Report on Revamping the Agency While we didn't see a flood of Dodd-Frank Act rulemaking in the first quarter of 2012 (there was one proposed rule relating to identity theft red flags, a final rule providing exemptions for securities-based swaps discussed below, changes to the net worth standard for accredited investors, and rules regarding investment adviser performance fees), the Staff did deliver the second of four reports to Congress… [read post]
12 Mar 2012, 6:59 am
Editor’s Note: The following post comes to us from John C. [read post]
5 Jul 2011, 12:52 pm
My Sundays have not been the same since Frank Rich left the New York Times to write longer pieces for New York Magazine. [read post]
26 Jun 2012, 6:23 am
The constitional challenge has been filed by a Texas bank, alleging, a C. [read post]
10 Jul 2011, 12:23 pm
The hedge fund industry supports proposed SEC regulations implementing Dodd-Frank provisions designed to prevent the dilution of the qualified client standard as a result of inflation and ensure that private funds are sold only to sophisticated investors; but asked the SEC to clarify the transitional relied for 3(c)(1) funds. [read post]
28 Aug 2009, 12:41 pm
Frank's office provided C&L with the tapes of that town hall meeting in Dartmouth from last week, and I put together a sort of greatest hits reel. [read post]
5 Jan 2016, 12:41 am
The titles of the books in the Harry Potter series registered as Community trade marks could not be compared to the mark at hand since Harry Potter is a fictional character;c. [read post]
27 Jun 2013, 8:34 am
Section 214(c) provides that taxpayers shall bear no losses from the exercise of any authority under Title II.Rep. [read post]
10 Oct 2012, 11:09 am
Roberts, Frank C. [read post]
2 Nov 2010, 4:20 am
Franks v. [read post]
6 Nov 2017, 6:59 am
Dodd-Frank created a new legal definition for a “private fund” as pooled investment vehicles that are excluded from the definition of “investment company” under the Investment Company Act of 1940 by section 3(c)(1) or 3(c)(7) of that Act. [read post]
23 Nov 2011, 5:01 am
” Finally, Section 953(b) prescribed the method for calculating employee compensation by referencing Item 402(c)(2)(x), the subsection that defined the CEO? [read post]
24 Jul 2020, 6:23 am
"Passage of Dodd-Frank Act. [read post]
29 Mar 2009, 7:13 am
Franks v. [read post]
28 Jan 2008, 3:20 am
It was a beautiful day for a beautiful ceremony this morning, renaming the Tower Building the C. [read post]
17 Nov 2010, 9:58 am
C. [read post]
10 Jul 2012, 11:46 am
Roberts, Frank C. [read post]
14 Mar 2011, 8:45 am
Dwight C. [read post]
