Search for: "CA State Bar"
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2 Oct 2020, 4:32 pm
Tony Kassaei, Centaurus Financial, Irvine, CA FINRA Reportedly Bars Tony Kassaei after Allegations of Selling Away According to public records, on September 22, 2020, the Financial Industry Regulatory Authority has barred Tony Kassaei from associating with any FINRA member at any time. [read post]
6 Oct 2011, 11:12 am
-The Recorder, August 29, 2011 by Kate Moser http://www.law.com/jsp/ca/PubArticleCA.jsp? [read post]
28 Jul 2008, 5:37 pm
" [emphasis supplied] Samuel Arsht (at the time a noted leader of the DE corporate bar and a member of the ABA Committee as well) spearheaded a comparable adjustment that was made in the DE statute. [read post]
25 Oct 2018, 9:49 am
Charla Kabana – LPL Financial – Huntington Beach, CA According to the Financial Industry Regulatory Authority (FINRA), the regulator has barred California financial advisor Charla Kabana from the securities industry. [read post]
23 Feb 2020, 5:40 pm
(These are the California State Bar’s racial/ethcnic reporting categories.) [read post]
26 Jun 2018, 2:22 pm
San Diego Advisor Kyusun Kim, Independent Financial Group, Barred for Unsuitable Investments Have you suffered losses investing with Kyusun Kim (a/k/a Kenny Kim) in San Diego, CA? [read post]
1 May 2012, 11:40 pm
David graduated in 1986 from Loyola Law School, Los Angeles, and was admitted to the State Bar of California in December of that same year. [read post]
10 Jun 2021, 4:00 am
The Recorder, In New Bar Exam Data, Racial and Ethnic Disparities Persist: Black and Hispanic law school graduates saw marked year-over-year improvements in pass rates on California’s February 2021 bar exam, according to statistics released Wednesday by the state bar. [read post]
31 Jan 2018, 6:09 am
State Bar of California, No. [read post]
22 Jan 2019, 12:57 pm
(CRD #13577) of Oakland, CA. [read post]
8 Apr 2014, 6:19 am
Nellcor alleged that CAS falsely advertised that its oximeter was more accurate than Nellcor’s, in violation of the Lanham Act and state law. [read post]
28 Mar 2023, 8:52 am
FINRA then barred him from all association with FINRA members on 1/23/2023. [read post]
23 Jul 2013, 1:24 pm
§ 1365(b)(1)(B) bars a citizen suit as stated: "(B) if [a state or federal authority] has commenced and is diligently prosecuting a civil or criminal action in a court of the United States, or a State to require compliance with the standard, limitation, or order . . . ." [read post]
28 Mar 2024, 10:36 am
The post Juan Carlos Sosa Barred by FINRA appeared first on The White Law Group. [read post]
2 Oct 2018, 10:28 am
Danial Khan (aka Atiq Khan) – Transamerica – Covina, CA According to the Financial Industry Regulatory Authority (FINRA), the regulator has reportedly barred former financial advisor Danial Khan from the securities industry in a default decision on September 27, 2018. [read post]
19 Mar 2011, 4:08 pm
Will have to repeat Civ Pro because of the state bar treatment and Property because CA requires one year instead of 1/2. [read post]
21 Dec 2022, 7:30 am
Torrez was reportedly affiliated with PFS Investments in San Diego, Ca from January 2009 until January 29, 2021. [read post]
2 Oct 2008, 5:03 am
This is insanity on the part of the state, overboard to the nth degree.10-2-2008 California:Struggling to stop paroled sex offenders from "couch surfing" to skirt the tight living restrictions under Jessica's Law, state officials on Wednesday set new rules concerning where homeless parolees can stay and for how long.The new policy, sent in a memo to parole agents statewide, bars sex offenders who register as transients from staying at any address more than… [read post]
22 Jul 2011, 4:20 am
Brad Sherman (D-CA) had announced his intention to introduce this bill. [read post]
20 Aug 2008, 4:18 pm
State Farm Fire & Cas. [read post]
