Search for: "CAPITAL RECOVERY CORPORATION" Results 21 - 40 of 1,377
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27 Dec 2023, 8:45 am by Silver Law Group
According to FINRA Disciplinary actions for November 2023, the following individuals were suspended from FINRA for failing to comply with a FINRA arbitration award or settlement agreement pursuant to FINRA rules: NAME FORMER EMPLOYERS   Patrick Cavanagh   Spartan Capital securities, LLC   National Securities Corporation   Michael Digioia   Lampost Capital, L.C. [read post]
11 Dec 2023, 7:58 am by Julia Stein
    Together, these two laws will allow consumers—and the State—to check under the hood of corporate climate friendliness claims and will push corporations to begin to plan for and mitigate climate risk in a meaningful way. [read post]
23 Nov 2023, 8:12 am
 Pix Credit here One of the great fundamental contradictions of globalization has been its insistence on two conditions: the first is the elimination of borders to effectuate principles of free movement of goods, investment, capital (and to some extent people). [read post]
20 Nov 2023, 9:01 pm by renholding
If so, the statute will apply.8 Decisions conflict on whether Congress intended that US avoidance and recovery provisions apply to extraterritorial transfers. [read post]
20 Nov 2023, 10:19 am by Ashley Morgan
Private equity firms have entered the industry—now estimated at 16% of all hospice providers nationwide—and have capitalized on dementia patient long-term care, the proportion of entities from nonprofit to for-profit.2 As the Baby Boomer generation continues aging into Medicare and Medicaid coverage, the relevance of hospice care will only increase. [read post]
10 Nov 2023, 6:22 am by Andrew Lavoott Bluestone
“On October 21, 2022, Plaintiff Prospect Capital Corporation (Prospect orplaintifO commenced this action against Defendants Morgan Lewis & Bockius LLP(Morgan Lewis) and Matthew Schernecke (together, defendants), alleging a claimfor legal malpractice in connection with legal services rendered by defendants whilenegotiating the terms of a debt subordination agreement on plaintiffs behalf(NYSCEF # 2 – compl). [read post]
31 Oct 2023, 9:05 pm by renholding
Because LTL had a “substantial equity cushion and a lack of evidence suggesting it had trouble paying debts or impaired access to capital markets,” its filing was “premature. [read post]
26 Oct 2023, 12:29 pm by Neil H. Buchanan
  This boils down to the standard corporate defense, expressed aptly in the film "Animal House": "Ya fucked up. [read post]
26 Oct 2023, 8:53 am by Silver Law Group
Morgan Securities LLC   Albert Foronda   Spartan Capital Securities, LLC   Worden Capital Management LLC   Jorge Baquero   Spartan Capital Securities, LLC   Eduardo Martinez   National Securities Corporation   PHX Financial, Inc. [read post]
24 Oct 2023, 9:01 pm by renholding
It undermines the investor confidence needed for the fair, efficient, and orderly operation of our markets and for capital formation. [read post]
5 Oct 2023, 7:26 am by Joanna Herzik
We will like to offer 10% of our profit from the recoveries. [read post]
3 Oct 2023, 9:01 pm by renholding
SEC press release │SEC company order | SEC CFO complaint SEC settles assets recovery and impairment loss disclosure claims In the Matter of Future FinTech Group Inc. [read post]
30 Sep 2023, 6:30 am
And with presidential primary campaigns already in full swing, candidates are capitalizing on political divisions by publicly targeting corporations across a range of social issues. [read post]
30 Sep 2023, 6:30 am
And with presidential primary campaigns already in full swing, candidates are capitalizing on political divisions by publicly targeting corporations across a range of social issues. [read post]
25 Sep 2023, 9:03 am by The White Law Group
   Recovery Options for Investors   To determine whether you may be able to recover investment losses incurred as a result of your purchase of W. [read post]
13 Sep 2023, 6:00 am by Tad Lipsky
FDR’s National Industrial Recovery Act (NIRA), enacted on the 100th day of his presidency, suspended antitrust law and compelled private industries to adopt cartel agreements (known as “fair competition codes”) subject to oversight by a new bureaucracy, the National Recovery Administration. [read post]
Department of Justice stands at the intersection of two evolving trends:  DOJ’s increasing focus on cybersecurity lapses by government contractors as part of its Civil Cyber-Fraud Initiative, and DOJ policies incentivizing corporations to voluntarily self-disclose violations of federal law. [read post]