Search for: "CFTC v. United Investors Group, Inc."
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5 Mar 2019, 5:57 am
City of Miami and Dura Pharmaceuticals, Inc, v. [read post]
9 Apr 2009, 4:23 pm
(See CFTC v. [read post]
16 May 2023, 8:21 am
The interest group Public Citizen today filed an opposition brief asking FERC to deny the motion of the state attorneys general (BlackRock, Inc., Docket No. [read post]
15 Jul 2010, 12:44 pm
Best Company, Inc., Moody’s Investors Service, Inc., and Standard & Poor’s Ratings Service. [read post]
10 Jul 2018, 3:57 am
These include: i) enhanced market surveillance; ii) close coordination with the CFTC surveillance group; iii) large trader reporting; iv) outreach to members and market participants; and v) derivative clearing organization’s risk management. [read post]
5 Apr 2018, 8:24 am
Similar to the SEC, the Financial Industry Regulatory Authority, Inc. [read post]
8 Sep 2022, 9:01 pm
As discussed in the President’s Working Group Report on Stablecoins,[14] it is important to ensure that we have appropriate safety and soundness protections, investor protections, and safeguards against illicit activity. [read post]
25 Oct 2022, 10:46 am
SEC v. [read post]
15 Dec 2017, 9:01 am
Annual Re-Certification of CFTC Exemptions. [read post]
15 Dec 2017, 9:01 am
Annual Re-Certification of CFTC Exemptions. [read post]
15 Dec 2022, 8:00 am
Although the project is being conducted in a purely experimental fashion using simulated data, the pilot can be seen as one of the first steps taken by a governmental agency towards creating a central bank digital currency.SEC v. [read post]
15 Dec 2022, 4:00 am
Although the project is being conducted in a purely experimental fashion using simulated data, the pilot can be seen as one of the first steps taken by a governmental agency towards creating a central bank digital currency.SEC v. [read post]
14 Mar 2016, 2:56 am
In Hantz Financial Services, Inc. v. [read post]
16 Apr 2018, 4:48 pm
In the seminal prime bank case SEC v. [read post]
23 Jul 2018, 1:02 pm
BF (Butterfly) Labs, Inc., et al., No. 4:14-cv-815 (W.D. [read post]
16 Apr 2020, 4:55 am
District Judge Kevin Castel of the Southern District Court of New York issued an injunction against Telegram Group Inc. [read post]
18 Dec 2023, 2:48 pm
CFTC’s Proposed Amendments to Regulation 4.7. [read post]
24 Oct 2019, 2:40 pm
Telegram Group, Inc. and Ton Issuer Inc. which sought a temporary restraining order (TRO), the SEC has reached yet another crypto-related milestone. [read post]
19 Apr 2024, 9:27 am
Ripple Labs Inc. [read post]
24 Aug 2022, 9:01 pm
” Without admitting or denying the SEC’s findings, BNY Mellon agreed to a cease-and-desist order, censure, and payment of a $1.5 million penalty.[14] On June 10, 2022, the Wall Street Journal reported that the SEC was investigating Goldman Sachs Group Inc. for its management of ESG investment funds. [read post]
