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15 May 2024, 5:58 am
By Lene Powell, J.D.To boost efforts against money laundering and terrorist financing, the SEC and FinCEN jointly proposed a new rule requiring certain investment advisers to have customer identification programs (CIPs). [read post]
14 May 2024, 12:39 pm
The proposal is generally consistent with the CIP requirements for other financial institutions, such as brokers or dealers in securities and mutual funds. [read post]
8 Apr 2024, 11:54 am
Emergency Services Sector – any entity that provides one or more of certain emergency services or functions to a population equal to or greater than 50,000 individuals Energy Sector – any entity that is required to report cybersecurity incidents under NERC’s CIP Reliability Standards or file an Electric Emergency Incident and Disturbance Report OE-417 form, or any successor form, to the Department of Energy Financial Services Sector – three categories of… [read post]
28 Mar 2024, 9:01 pm
Consistent with the CIP and CDD Rules, the Proposed Rule would permit RIAs and ERAs to contractually delegate the implementation and operation of aspects of their compliance programs. [read post]
28 Mar 2024, 6:56 pm
§ 252.204-7012 (often referred to as the “DFARS Cyber Clause” or “DFARS 7012 Clause”)Emergency ServicesAny entity that provides one or more of the following emergency services or functions to a population of 50,000 or more individuals: (i) law enforcement, (ii) fire and rescue, (iii) emergency medical services, (iv) emergency management, or (v) public works that contribute to public health and safetyEnergyAny entity required to report cybersecurity incidents under the… [read post]
26 Feb 2024, 9:01 pm
For the moment, these affirmative “CIP” program requirements will remain applicable only to more highly regulated institutions like banks and broker-dealers, as well as under the laws of certain non-U.S. jurisdictions, although FinCEN anticipates future rulemaking by the end of 2024 to enhance these requirements. [read post]
16 Feb 2024, 6:18 am
This approach is consistent with the CIP Rule for broker-dealers, which was issued jointly by FinCEN and the SEC in 2003. [read post]
6 Feb 2024, 8:00 am
Providers would need to report to Commerce that they and their foreign resellers have a CIP, and annually certify information about the CIP thereafter. [read post]
1 Feb 2024, 8:10 am
Regulated Activities: Customer Identification Program (“CIP”): Each U.S. [read post]
26 Jan 2024, 11:25 am
Nancy Okail, President and CEO of the Center for International Policy (CIP), said on X (formerly Twitter), “A true world leader defends the values of humanity, not rhetorically, but through action. [read post]
2 Jan 2024, 3:32 pm
Most patent attorneys shorthand this as a “CIP” application. [read post]
28 Nov 2023, 10:00 am
Customer Identification and Due Diligence Requirements Pursuant to the Bank Secrecy Act Explore customer identification, due diligence, and customer identification program (CIP) statutory and regulatory requirements of an MSB’s risk-based AML/CFT compliance program. [read post]
23 Nov 2023, 7:16 am
As more countries launch golden visas, the term is entering the mainstream consciousness of globally mobile and high-net-worth individuals — but what is a golden visa, exactly? [read post]
26 Oct 2023, 6:37 am
State Capital Investments Formalize protocol for accounting for climate in the Capital Investment Planning (CIP) process to ensure ensure that all state capital projects are aligned with climate goals. [read post]
FDA sends warning letters to infant formula manufacturers, unveils Cronobacter history in facilities
31 Aug 2023, 6:13 am
The U.S. [read post]
5 Jul 2023, 8:52 am
The CIP Executive Director will oversee all of the litigation, programmatic, educational, and administrative components of running CIP. [read post]
27 Jun 2023, 8:27 am
As reported in a Hunton Client Alert last week, on June 6, 2023, the Federal Deposit Insurance Corporation (“FDIC”), the Board of Governors of the Federal Reserve System (“FRB”) and the Office of the Comptroller of the Currency (“OCC”) (collectively, the “Agencies”) issued final guidance on managing risks associated with third-party relationships, including relationships with fintechs (the “Final Guidance”).1 Effective as of… [read post]
20 Jun 2023, 5:21 am
§ 42.2 because it failed to implement a CIP, or conduct KYC or money-laundering procedures. [read post]
10 Jun 2023, 6:00 am
Of the nine CIP contracts totaling $4.4 million awarded to vendors, officials could not show they competitively awarded two contracts, totaling $2.8 million. [read post]
10 Jun 2023, 6:00 am
Of the nine CIP contracts totaling $4.4 million awarded to vendors, officials could not show they competitively awarded two contracts, totaling $2.8 million. [read post]
