Search for: "CITIGROUP GLOBAL MARKETS INC"
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3 Dec 2018, 11:27 am
A preliminary $182M settlement has been reached in a benchmark rigging lawsuit between investors and banks Citigroup Inc. [read post]
8 Nov 2008, 1:48 am
Citigroup Global Markets, Inc., 2008 WL 4426412 (2d Cir. [read post]
8 Nov 2008, 1:48 am
Citigroup Global Markets, Inc., 2008 WL 4426412 (2d Cir. [read post]
11 Jul 2007, 11:41 am
Link: Citigroup Places Japan At Center of Global Plan - WSJ.com. [read post]
31 Jul 2018, 1:18 pm
He was previously employed by Citigroup Global Markets Inc. [read post]
28 Oct 2009, 11:25 pm
According to NYSER: • Citigroup Global Markets Inc. allegedly cancelled 365 market-on-close (MOC) orders after the cutoff time at 3:40 ET on four 2007 trade dates and submitted, between December 9 2008 and January 5, 2009, 12,480 limited-on-close (LOC) orders after the cutoff time on 18 trade dates. [read post]
16 Oct 2012, 4:05 pm
Since the mortgage crisis, banks are under pressure regarding their profits, which haven’t been helped by unimpressive investment returns and unspectacular capital market activities. [read post]
6 Jun 2014, 6:23 am
Citigroup Global Markets Inc. [read post]
11 Jun 2021, 5:47 am
FINRA Censures and Fines Citigroup Global Markets Inc. for Failed Supervisory System (BrokeAndBroker.com Blog)http://www.brokeandbroker.com/5908/finra-citigroup-awc/When it comes to Wall Stree... [read post]
7 Oct 2010, 11:30 am
Hohauser, Esq., Citigroup Global Markets, Inc., New York, New York. [read post]
30 Apr 2009, 10:40 am
Four female stock brokers sued Citigroup Global Markets Inc. alleging gender discrimination. [read post]
25 Jan 2019, 12:51 pm
His previous employers include Citigroup Global Markets Inc. [read post]
4 Sep 2014, 10:46 am
Citigroup Global Mkts., Inc. v. [read post]
27 Dec 2017, 11:08 am
Securities Industry Commentator: A legal, regulatory, and compliance feed curated by veteran Wall Street lawyer Bill Singer.http://www.rrbdlaw.com/3745/securities-industry-commentator/In today’s Securities Industry Commentator feed:FINRA Sanctions Citigroup Global Markets Inc. $11.5 Million for Displaying Inaccurate Research Ratings (FINRA Press Release) Th... [read post]
25 May 2007, 6:21 am
Richard Gomes, SVP Corporate IT Risk Management Policy, Worldwide Records Managment Program , CITIGROUP GLOBAL MARKETS. [read post]
2 May 2012, 6:29 am
FINRA announced that it has fined Citigroup Global Markets, Inc; Morgan Stanley & Co., LLC; UBS Financial Services; and Wells Fargo Advisors, LLC a total of more than $9.1 million for selling leveraged and inverse exchange-traded funds (ETFs) without reasonable supervision and for not having a reasonable basis for recommending the securities. [read post]
30 Sep 2008, 9:41 pm
Citigroup Global Markets, Inc. [read post]
9 Feb 2009, 3:09 pm
Various companies, including Citigroup Global Markets Inc., Wells Fargo Securities, LLC, Bank of America Securities LLC, Merrill Lynch & Co. [read post]
3 May 2012, 8:15 pm
(WFC), UBS AG (UBSN), Morgan Stanley (MS), and Citigroup Inc. [read post]
28 Oct 2009, 2:54 am
See Citigroup Global Markets, Inc. v. [read post]
