Search for: "CREDIT SUISSE FINANCIAL CORPORATION"
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17 Jun 2008, 2:38 pm
Since then, the company has restructured and relisted in 2005 in Milan.But the shareholder lawsuits continue long after these events.Over the past weekend, the Swiss banks of UBS and Credit Suisse settled with Parmalat to give respectively EUR 184.1 million and EUR 172.5 million. [read post]
27 Sep 2013, 6:01 am
., Barclays Plc, Credit Suisse Group AG and 10 other international lenders were sued by a U.S. credit union regulator alleging they illegally manipulated benchmark Libor interest rates.The National Credit Union Administration, sued the banks in Kansas. [read post]
7 May 2013, 6:34 am
Other defendant banks include Bank of America, Deutsche Bank, UBS, Morgan Stanley, Barclays, BNP Paribas, Credit Suisse and RBS. [read post]
27 May 2019, 5:24 am
JP Morgan Chase, Citigroup, Royal Bank of Scotland, Credit Suisse, BNP Paribas, Deutsche Bank and others also paid fines in the billions. [read post]
21 Nov 2022, 9:02 am
Credit Suisse Securities (USA) LLC Deutsche Bank Securities Inc. [read post]
28 Nov 2022, 9:02 am
Credit Suisse Securities (USA) LLC Deutsche Bank Securities Inc. [read post]
5 Jan 2009, 5:15 am
The commission’s most recent director of enforcement is the general counsel at JPMorgan Chase; the enforcement chief before him became general counsel at Deutsche Bank; and one of his predecessors became a managing director for Credit Suisse before moving on to Morgan Stanley. [read post]
4 Dec 2008, 6:11 pm
Swiss bank Credit Suisse has announced additional job cuts of 5,300. [read post]
16 Aug 2012, 5:46 pm
Credit Suisse Group AG et al (NTN) [read post]
15 Oct 2015, 7:55 pm
“Now in its sixth edition, the Credit Suisse Global Wealth Report offers a comprehensive portrait of global wealth, covering all regions and countries, and all parts of the wealth spectrum, from the very base of the wealth pyramid to ultra-high net worth individuals (UHNWIs). [read post]
29 Aug 2011, 5:01 pm
Also in July, Western and Southern Life sued Credit Suisse Securities over the alleged loss of $107 million in MBS that the financial firm underwrote and one of its units sold. [read post]
6 Jan 2012, 2:00 am
This post discusses this provision and the SEC’s recent appointment of Pamela Gibbs to head its recently created Office of Minority and Women Inclusion. 2) The Securities Law Blog: FINRA Fines Credit Suisse Securities $1.75 Million for Regulation SHO Violations and Supervisory Failures – This post details how FINRA fined Credit Suisse Securities (USA) LLC $1.75 million for violating Regulation SHO and failing to properly supervise… [read post]
5 Sep 2008, 3:35 pm
Corporate investors have begun filing lawsuits against major brokerage firms, including Merrill Lynch and Credit Suisse, seeking to recover losses sustained in auction-rate securities issued by CDOs and other structured finance vehicles, reported Elinor Comlay of Reuters on Wednesday, September 3, 2008. [read post]
27 Sep 2009, 9:56 am
Credit Suisse's Life Finance Group global head Kurt Gearhart says that as only 35 states regulate life settlements, consumers are lacking protection in 15 states. [read post]
5 Oct 2018, 8:25 am
We represent investors, financial professionals and investment firms, nationwide. [read post]
5 Oct 2018, 8:25 am
We represent investors, financial professionals and investment firms, nationwide. [read post]
14 Nov 2010, 4:03 pm
Some firms weathered it much better than others: America’s Citigroup and Switzerland’s UBS experienced severe losses whereas JPMorgan Chase and Credit Suisse (also in America and Switzerland respectively) suffered far less damage. ... [read post]
21 Mar 2007, 11:07 pm
., LP, a leading independent private equity and investment firm, announced this morning it had "retained Credit Suisse as its exclusive financial advisor to assist it in exploring various strategic alternatives for its investment in ALM, including the possible sale of the company. [read post]
9 Jan 2012, 12:58 am
Some of the dismissed cases may yet survive renewed dismissal motion, as was the case with a number of cases in which dismissal motions were initially granted – for example, the Washington Mutual case (here), the Credit Suisse case (here), the New Century Financial case (here), PMI Group (here), and IndyMac (here). [read post]
19 Nov 2021, 10:47 am
Board Governance: The Fed and Wells Fargo; Credit Suisse, Boeing and Volkswagen One needs only to examine the 2018 Order to Cease and Desist between the Board of Governors of the Federal Reserve and the Board of Wells Fargo, and recent developments concerning Credit Suisse, Boeing and Volkswagen to gain a perspective on the current state of board, board committee and senior management “business” duties to govern, manage and oversee. [read post]
