Search for: "Cambridge Investment Research, Inc."
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31 Aug 2021, 11:38 am
For more information on the firm’s investigations please see: Cambridge Investment Research Inc. [read post]
30 Nov 2023, 2:02 pm
FINRA BrokerCheck Report – Edward Mercer According to this FINRA BrokerCheck report, Edward Mercer was affiliated with the following firms during his career, among others:09/01/2022 – 11/08/2023, CAMBRIDGE INVESTMENT RESEARCH, INC. [read post]
27 Mar 2015, 12:02 pm
From the Desk of Jim Eccleston at Eccleston Law LLC:Cambridge Investment Research Inc., an independent broker-dealer, is expanding a current offering by a sister company, Continuity Partners Group to provide capital for succession planning and acquisitions to its affiliated advisers.Cambridge Investment Research has seen steady growth over the past dozen years and, with $650 million in total revenues in 2014, is one of the 10 largest independent… [read post]
1 May 2019, 12:16 pm
According to BrokerCheck records financial advisor Gary Meier (Meier), formerly employed by Boz & Company LLC (Boz) and Cambridge Investment Research, Inc. [read post]
27 Jan 2023, 11:54 am
Adam Freeland, CFP, managing principal of Harford Financial Group, and Melissa Mullan, CFP, investment adviser representative, were named to the inaugural Circle of Excellence by the organization’s financial solutions firm, Cambridge Investment Research Inc. [read post]
30 Nov 2016, 3:07 pm
Our investment attorneys are investigating customer complaints filed with The Financial Industry Regulatory Authority (FINRA) against Raymond Harrison (Harrison) currently associated with Cambridge Investment Research, Inc. [read post]
12 Feb 2010, 1:32 pm
VVV Research and Development Inc. for Cambridge Investment Research has conducted a national survey asking 648 representatives about their experience with their broker-dealers. [read post]
11 Sep 2018, 1:30 pm
(CRD #30613) and Cambridge Investment Research, Inc. [read post]
4 Feb 2024, 7:55 am
Since 2019, Shaffer has been registered with Cambridge Investment Research, Inc. out of the firms Fort Lauderdale, Florida office. [read post]
12 Feb 2024, 10:28 am
Bancorp Investments Inc. [read post]
13 Sep 2021, 12:39 pm
According to his broker report, Jeff Michero was registered with the following broker dealers during his career in the securities industry: 02/17/2009 – 08/25/2021, CAMBRIDGE INVESTMENT RESEARCH, INC. [read post]
26 Jan 2021, 5:11 pm
Adam Freeland, CFP, owner and OSJ branch manager of Harford Financial Group, and Melissa Mullan, RICP, and a registered principal at the firm, have been invited to join Cambridge Investment Research Inc. [read post]
8 Mar 2024, 11:31 am
Inc., Cambridge Investment Research Inc., Key Investment Services LLC, Lincoln Financial Advisors Corporation, U.S. [read post]
5 Nov 2017, 7:32 am
The Securities and Exchange Commission (SEC) recently filed a complaint against former Gradient Securities, LLC (Gradient) and Cambridge Investment Research, Inc. [read post]
24 Dec 2019, 9:12 am
(CRD#:6390) and Cambridge Investment Research, Inc. [read post]
7 Dec 2023, 2:06 pm
Todd Lesk (Todd Michael Lesk CRD# 2788300) is a former registered broker and investment advisor most recently employed with Cambridge Investment Research, Inc. [read post]
1 Jul 2014, 7:01 am
From the Desk of Jim Eccleston at Eccleston Law Offices: According to a survey by InvestmentNews for 2013, the top five Independent broker-dealers firms ranked by total account assets are: LPL Financial, with total account assets of $437,906.7 M Raymond James Financial Services Inc., with total account assets of $191,660.5M Northwestern Mutual, with total account assets of $100,090.9M Commonwealth Financial Network, with total account assets of $85,992.0M Wells… [read post]
12 Jan 2018, 8:51 am
Johan Henrik Frisell Cambridge Investment Research, Inc. [read post]
29 Jul 2019, 12:27 pm
John Marion Hopper was registered with Cambridge Investment Research, Inc. in Henrico, Virginia from September 30, 2015 until April 12, 2019, FINRA notes. [read post]
29 Jul 2019, 12:27 pm
John Marion Hopper was registered with Cambridge Investment Research, Inc. in Henrico, Virginia from September 30, 2015 until April 12, 2019, FINRA notes. [read post]
