Search for: "Cambridge Investment Research Inc." Results 81 - 100 of 161
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10 Aug 2023, 9:31 am by GraceLegere
According to a press release on March 2, 2022, the Securities and Exchange Commission charged Cambridge Investment Research Advisors, Inc. [read post]
18 Jan 2018, 11:45 am by Renae Lloyd
According to his FINRA BrokerCheck report, Savoie was registered with Cambridge Investment Research Inc., in Metairie, LA from July 2013 until August 2015 when he was discharged. [read post]
2 Sep 2022, 6:54 am by Staff Attorney
In January 2020, Melilli was discharged from his prior employer, Cambridge Investment Research Inc. [read post]
24 May 2010, 11:21 am by @ErikJHeels
(East Boston, MA) Air Aero International Research Inc. [read post]
1 Jul 2010, 11:50 am by @ErikJHeels
(Lowell, MA) Columbia Management Investment Service Corp. [read post]
22 Aug 2016, 12:19 pm by Barbara S. Mishkin
  According to her profile on the website of Harvard’s Kennedy School of Government, Professor Madrian’s current research is focused on “behavioral economics and household finance, with a particular focus on household savings and investment behavior. [read post]
10 Jan 2019, 7:58 am by admin
Matthew Baltz has 4 disclosures during his 22 years of experience in the securities industry, FINRA states, and has worked at 9 firms including the following: • Cambridge Investment Research, Inc., Auburn, California— February 28, 2014 – December 31, 2017 • Investors Capital Corp., Auburn, California— August 17, 2011 – March 18, 2014 • Securities America, Inc., Auburn, California— January 23, 2009… [read post]
24 Jan 2022, 2:01 pm by Silver Law Group
  Supreme Alliance LLC   Jason Kai   Vanguard Marketing Corporation   Cambridge Investment Research, Inc. [read post]
23 May 2014, 5:05 am by Adam Weinstein
From June 2008, through April 2010, Moran was associated with Cambridge Investment Research, Inc. [read post]
6 Dec 2021, 9:58 am by Silver Law Group
However, these individuals remain bound by the securities arbitration agreement to arbitrate any disputes between themselves and their former customers: NAME FORMER EMPLOYERS   Jeremy Bahls   NYLife Securities LLC   Ikea Huggins   Jason Kai   Vanguard Marketing Corporation   Cambridge Investment Research, Inc. [read post]
17 Jul 2009, 2:29 pm
(Cambridge, MA; Feng Yuan, President) Areadne Foundation, Inc. [read post]