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8 Nov 2021, 12:47 pm
Gemspring Capital, a middle-market private equity firm, Monday acquired a majority interest in AINS Inc., a Gaithersburg-based provider of case management software and IT services primarily for government customers. [read post]
3 May 2022, 2:30 pm
BTIG, LLC was the sole book-running manager for the offering with Piper Sandler & Co., Compass Point Research & Trading, LLC, and Roth Capital Partners acting as co-lead managers. [read post]
28 Dec 2020, 1:24 pm
(CRD#:44848) of Fort Lauderdale FL, and Quest Capital Strategies, Inc. [read post]
15 Oct 2019, 4:58 am
According to our investigation Kalos Capital, Inc. [read post]
12 Jan 2011, 2:51 pm
"Azalea Capital invests in well-managed companies that are committed to growth and excellence," said Patrick Weston, managing partner of Azalea Capital. [read post]
12 Jan 2011, 2:51 pm
"Azalea Capital invests in well-managed companies that are committed to growth and excellence," said Patrick Weston, managing partner of Azalea Capital. [read post]
28 Jun 2018, 1:52 pm
Yousuf Saljooki (CRD #5045123, a/k/a “Joe Saljooki”) is a former registered broker with Worden Capital Management LLC (CRD #148366) of Melville, NY. [read post]
5 Mar 2019, 9:56 am
Among the broker-dealers that sold these investments were Advisor Group firms Sagepoint Financial Inc, Royal Alliance Associates, Inc., Woodbury Financial Services, Inc., and FSC Securities Corp. [read post]
18 Jul 2019, 9:06 am
A $60M settlement has been reached between The US Securities and Exchange Commission (SEC) and AR Capital, the real estate investment trust (REIT) manager’s founder Nicholas Schorsch, and American Realty Capital Properties Inc. [read post]
24 Apr 2023, 6:28 am
’ Further, the CFPB sued Encore Capital Group, Inc.; its subsidiaries, Midland Funding, LLC; Midland Credit Management, Inc.; and Asset Acceptance Capital Corp for violating a consent order from a 2015 judgment. [read post]
26 Mar 2019, 12:48 pm
Bethesda-based commercial real estate finance company Walker & Dunlop Inc. [read post]
12 Feb 2020, 1:43 pm
Silver Law Group has filed a FINRA arbitration claim against Kalos Capital, Inc. [read post]
8 Sep 2016, 8:04 am
(AFIN) and American Realty Capital Retail Centers of America, Inc. [read post]
15 May 2020, 7:49 am
Advisor Marc Linsky (Linsky), currently employed by ProEquities, Inc. [read post]
15 May 2024, 9:36 am
On April 3, 2024, Lax & Neville LLP won a FINRA arbitration award on behalf of a 75-year-old retiree (“Claimant”) against E1 Asset Management, Inc., Shaun Joseph Grimaldi, and Ron Yehuda Itin (“Respondents”). [read post]
11 Oct 2021, 4:01 am
It was an extraordinary week as the FTC continued to press the frontier of the post-AMG Capital Management landscape. [read post]
3 May 2018, 4:40 pm
Investors in Griffin Capital Essential Asset REIT, Inc. [read post]
4 Jun 2019, 7:56 am
According to our investigation Kalos Capital, Inc. [read post]
13 Aug 2013, 9:00 am
Citing the Supreme Court’s 2011 decision in Janus Capital Group, Inc. v. [read post]
3 Apr 2017, 8:05 am
American Realty Capital Hospitality Trust Inc., a publicly registered non-traded real estate investment trust, has changed its name to Hospitality Investors Trust Inc. following its transition to a standalone self-managed REIT. [read post]
