Search for: "Capital Management Securities"
Results 41 - 60
of 10,491
Sorted by Relevance
|
Sort by Date
8 Mar 2021, 6:24 am
Given growing stakeholder focus on Human Capital Management (HCM), we sought to understand how companies would approach the HCM disclosure within proxy statements this year. [read post]
4 Jan 2021, 11:05 am
Continue reading The post Jason Collichio, with Worden Capital Management LLC, Suspended by FINRA Over Supervisory Failures appeared first on Securities Arbitration Lawyer Blog. [read post]
17 Apr 2019, 5:51 am
IAC Meeting [In late March, 2019], the Investor Advisory Committee (IAC or Committee) to the Securities and Exchange Commission (SEC) voted to ask the SEC to further investigate and evaluate whether public companies should be required to disclose information related to human capital management (HCM), in other words, how companies manage workplace relationships including training, talent development and retention. [read post]
7 Aug 2013, 6:30 am
Falcone and the hedge fund he managed, Harbinger Capital Partners LLC (Harbinger Capital), misappropriated client assets, manipulated markets and betrayed clients. [read post]
29 Sep 2010, 6:24 am
We derive the manager’s dynamic contract and implement it through financial securities, which leads to a dynamic capital structure for the firm. [read post]
20 Nov 2018, 6:43 am
The post Claim Filed against Taylor Capital Management appeared first on White Securities Law. [read post]
6 Jul 2009, 3:59 am
Overview of Net Capital Requirement and Bond Alternative Hedge fund managers who need to register as investment advisors in their state of residence often have to deal with the net capital requirement issue. [read post]
24 May 2017, 9:13 am
Since the Securities and Exchange Commission has recently taken an increasingly closer look at the activities of private equity and venture capital fund managers, it is more important than ever for fund managers to understand when conflicts of interest are likely to arise and how to manage them properly. [read post]
27 Oct 2021, 4:50 pm
Press Announcement Nextpoint Secures $4.5M in Growth Capital from Sterling National Bank & Bigfoot Capital Nextpoint, the industry-leader in cloud-based eDiscovery and Litigation support software, has secured $4.5 million in non-dilutive, growth capital. [read post]
28 May 2010, 5:52 am
Remember Pequot Capital Management? [read post]
5 Jan 2015, 4:43 pm
Human Capital: OPM Needs to Better Analyze and Manage Dual Compensation Waiver Data, GAO-15-252: Published: Dec 29, 2014. [read post]
17 Feb 2020, 7:29 am
GPB Capital Holding’s funds include: GPB Cold Storage GPB Automotive Fund GPB Automotive Income GPB Holdings II and III GPB Waste Management GPB NY Development Raupp entered the securities industry in 2000. [read post]
20 Jan 2012, 3:34 pm
In August 2011, the Indiana Securities Division issued an Administrative Order updating its venture capital exemption from investment adviser registration under the Indiana Uniform Securities Act to harmonize its provisions with the new venture capital exemption in the Dodd-Frank Act. [read post]
11 Aug 2020, 1:35 pm
Part 30, Appendix B, “Interagency Guidelines Establishing Information Security Standards. [read post]
29 Jun 2014, 11:29 am
The reason venture capital funds request such a letter is to avoid becoming subject to the requirements of the Employee Retirement Income Security Act of 1974, or ERISA, and its regulations. [read post]
20 Apr 2020, 10:40 am
The post Crisis Management at the Intersection of Marketing, Privacy, Security and Reputation appeared first on Legal Bytes. [read post]
1 Jul 2021, 3:12 pm
Orlando was associated with Legend Securities (2015-2016) and Worden Capital Management LLC (2016-2019). [read post]
4 Jan 2021, 8:04 am
If you are concerned about your investments with Worden Capital Management, the securities attorneys at The White Law Group may be able to help you. [read post]
2 Aug 2021, 5:56 am
It’s been less than a year since a new disclosure rule by the Securities and Exchange Commission (SEC) took effect, which required companies to provide additional detail in their 10-K reports around their human capital management (HCM). [read post]
28 Apr 2011, 11:23 am
Donald Longueuil, a former portfolio manager at SAC Capital, pleaded guilty to conspiracy and securities fraud - the latest conviction in the government's insider trading inquiry. [read post]
