Search for: "Capital Management Securities Parent Corp." Results 1 - 20 of 102
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22 Apr 2024, 1:11 pm by Kevin LaCroix
Yet, a growing chorus of capital markets and private equity experts is now predicting a resurgence of IPOs, and particularly private equity-backed IPOs. [read post]
15 Nov 2023, 6:26 am by jeffreynewmanadmin
In addition, FinTech investment adviser Titan Global Capital Management USA LLC agreed to pay more than $1 million combined in a civil penalty, disgorgement, and prejudgment interest to settle charges that it violated the marketing rule. [read post]
14 Nov 2023, 9:01 pm by renholding
In addition, FinTech investment adviser Titan Global Capital Management USA LLC agreed to pay more than $1 million combined in a civil penalty, disgorgement, and prejudgment interest to settle charges that it violated the marketing rule. [read post]
3 Oct 2023, 9:01 pm by renholding
SEC press release │SEC complaint | SEC order Investment adviser agrees to settle disclosure claims for SPAC-related activity In the Matter of Monroe Capital Management Advisors (A.P. [read post]
27 Mar 2023, 9:01 pm by renholding
Although the number of securities lawsuits filed this year remained steady compared to 2021, we have seen many notable developments in securities law. [read post]
3 Nov 2022, 11:00 pm by Daniel Jin
The basic rules and regulations regarding foreign investments in the Brazilian financial and capital markets are set out in Resolution No. [read post]
22 Apr 2022, 4:00 am by Jim Sedor
Among the allegations from Dan Gebhardt’s clients include that Capitol Police intelligence analysts were directed to “conduct research” on the relatives of members of Congress as part of their security work. [read post]
18 Feb 2022, 3:00 am by Jim Sedor
Democrats Push a Matchmaking Service for Tech Workers and Campaigns NBC News – Alex Seitz-Ward | Published: 2/14/2022 Political campaigns have increasingly become exercises in data management as campaigns try to identify, connect with, and track thousands of voters and volunteers, all while keeping their systems secure from hackers. [read post]
14 Feb 2022, 4:44 am by Franklin C. McRoberts
Corp. v Zelouf, 45 Misc 3d 1205(A) [Sup Ct, NY County 2014]), almost never appropriate for resolution on papers alone. [read post]
1 Feb 2022, 4:08 pm by Ben Vernia
Medicare Part C pays a capitated amount to private health insurance carriers for each patient enrolled in their plans, rather than a payment for each distinct patient admission or service. [read post]
12 Nov 2021, 3:00 am by Jim Sedor
National/Federal Big Bird Got ‘Vaccinated’ Against COVID-19, Drawing Outrage from Republicans National Public Radio – Rachel Treisman | Published: 11/8/2021 Big Bird ruffled some feathers when he tweeted that he was vaccinated against COVID-19, which is now available for children between the ages of five and 11. [read post]
28 Oct 2021, 5:01 am by Brian Liu, Raquel Leslie
  Despite investing significant resources and political capital to operate in China, LinkedIn never managed to win significant market share against local competitors. [read post]
25 Oct 2021, 1:20 pm by Emily Dai
Tuesday, October 26, 2021, at 10:00 a.m.: The House Financial Services Subcommittee on Investor Protection, Entrepreneurship, and Capital Markets will hold a hearing examining risks to investors and the U.S. posed by foreign issuers in U.S. markets. [read post]
15 Oct 2021, 4:00 am by Jim Sedor
Nuñez filed a lawsuit that alleges Mercury’s parent company failed to live up to an agreement that would allow the group to grow its business around the world. [read post]
11 Oct 2021, 11:10 am by Emily Dai
Marine Corps; Jeremy Butler, chief executive officer of Iraq and Afghanistan Veterans of America; Dr. [read post]
4 Oct 2021, 12:56 pm by Emily Dai
Army Corps of Engineers: Gen. [read post]